Scalable alignment-free approaches in microbial phylogenomics

Abstract

In the 1970s Carl Woese and colleagues discovered the third domain of life by comparing oligonucleotide catalogs of 16S/18S rRNAs. Four decades later, phylogenetic studies are mostly based on multiple sequence alignment (MSA) approaches. However, genome evolution in microbes involves highly dynamic molecular mechanisms including genome rearrangement and lateral genetic transfer (LGT). These mechanisms can potentially violate the implicit assumption of full-length contiguity in MSA. Furthermore, commonly used MSA-based approaches can necessitate the use of heuristic methods, e.g. Bayesian inference, in reconstructing phylogenies, and these may not be scalable to the quantity of existing and forthcoming genome data. In recent years, alignment-free (AF) methods have been developed as an alternative strategy to infer evolutionary relatedness based on shared subsequences of fixed length, known as k-mers, similarly to Woese's preliminary work. In this thesis, I aimed to study the complex evolution of microbial genomes with the development of novel AF approaches, and systematic assessment of the AF methods' potential for phylogenetic inference. This could potentially provide new insight onto microbial evolution and change the way we do phylogenomics, i.e. potentially lead to the development of "next-generation phylogenomics".The thesis starts with a brief overview of the diversity of microbial life, and the difficulties in understanding microbial evolution due to complex phenomena such as LGT or rearrangement. I explain how phylogenomic approaches can be used to understand microbial evolution, and describe distinct approaches based on MSA and AF.The second chapter is a literature review of the conceptual foundations of alignment-free approaches for the inference of phylogenetic relationships of genome sequences. I discuss the limitations of MSA-based approaches, introduce the concept of k-mers, present in detail the different families of alignment-free approaches and describe their applications to infer vertical and lateral phylogenetic signal among microbial genomes.The three result chapters are presented in the form of research papers, each with its own introduction, methods, results and discussion.