In this paper, a wideband photomultiplier tube (PMT)-based underwater wireless optical communication (UWOC) system is proposed and a comprehensive experimental study of the proposed PMT-based UWOC system is conducted, in which the transmission distance, data rate, and attenuation length (AL) is pushed to 100.6 meters, 3 Gbps, and 6.62, respectively. The receiver sensitivity at 100.6-meter underwater transmission is as low as -40 dBm for the 1.5-Gbps on-off keying (OOK) modulation signal. To the best of our knowledge, this is the first Gbps-class UWOC experimental demonstration in >100-meter transmission that has ever been reported. To further minimize the complexity of channel equalization, a sparsity-aware equalizer with orthogonal matching pursuit is adopted to reduce the number of the filter coefficients by more than 50% while keeping slight performance penalty. Furthermore, the performance of the proposed PMT-based UWOC system in different turbidity waters is investigated, which shows the robustness of the proposed scheme. Thanks to the great sensitivity (approaching the quantum limit) and a relatively larger effective area, benefits of misalignment tolerance contributed by the PMT is verified through a proof-of-concept UWOC experiment.

Underwater wireless optical communication (UWOC) is considered as an enabling technology with a mass of potential applications. The silicon photomultiplier (SiPM) exhibits a bright prospect for UWOC thanks to the traits of low-light detection capability, low-voltage operation, and superior operability. However, the performance of the SiPM-based UWOC system is severely degraded by the dead-time caused nonlinear response. In this paper, to mitigate the dead-time induced nonlinear distortion and explore the achievable capacity of the newly developed SiPM, we propose and experimentally demonstrate a 55-m / 2-Gbps UWOC system by virtue of SiPM diversity reception and nonlinear decision-feedback equalizer (NDFE). The performance of NDFE is superior to that of the conventional decision-feedback equalizer (DFE), and NDFE with a pruning factor of 5 declares similar performance as that without pruning strategy, while the number of the nonlinear equalizer can be reduced by ∼ 31.8%. Significant performance improvement is also obtained by the proposed scheme under different turbidity waters. The measured data rate is pushed from 1 Gbps to 2 Gbps with a receiver sensitivity as low as −41.96 dBm, which to the best of our knowledge is the largest data rate ever achieved using the off-the-shelf SiPM among the reported UWOC works. In accordance with the receiver sensitivity and the model of optical propagation in the water channel, the maximum attainable distance / data rate is predicted to be 147 m / 1 Gbps and 128 m / 2 Gbps with the proposed scheme. The research results are promising for long-reach and high-speed UWOC.INDEX TERMS Underwater wireless optical communication (UWOC), visible laser diode (LD), silicon photomultiplier (SiPM), diversity reception, nonlinear decision-feedback equalizer (NDFE).

The nonlinearity of the light-emitting diode (LED) in underwater wireless optical communication (UWOC) systems is considered the one major limiting factor that degrades the system’s performance. Volterra series-based nonlinear equalization is widely employed to mitigate such nonlinearity in communication systems. However, the conventional Volterra series-based model is of high complexity, especially for the nonlinearity of higher-order terms or longer memory lengths. In this paper, by pruning away some negligible beating terms and adaptively picking out some of the dominant terms while discarding the trivial ones, we propose and experimentally demonstrate a sparse pruned-term-based nonlinear decision-feedback equalization (SPT-NDFE) scheme for the LED-based UWOC system with an inappreciable performance degradation as compared to systems without the pruning strategy. Meanwhile, by replacing the self/cross beating terms with the terms formed by the absolute operation of a sum of two input samples instead of the product operation terms, a sparse pruned-term-based absolute operation nonlinear decision-feedback equalization (SPT-ANDFE) scheme is also introduced to further reduce complexity. The experimental results show that the SPT-NDFE scheme exhibits comparable performance as compared to the conventional NDFE (nonlinear decision-feedback equalization) scheme with lower complexity (the nonlinear coefficients are reduced by 63.63% as compared to the conventional NDFE scheme). While the SPT-ANDFE scheme yields suboptimal performance with further reduced complexity at the expense of a slight performance degradation, the robustness of the proposed schemes in different turbidity waters is experimentally verified. The proposed channel equalization schemes with low complexity and high performance are promising for power/energy-sensitive UWOC systems.