Mechanistic
study on the 1,3,2-diazaphospholene (1)-catalyzed reduction
reaction of allyl 2-phenylacrylate 4 with HBpin or ammonia
borane (AB) was systematically
performed by the density functional theory (DFT) method. When HBpin
is employed as the reductant, the reductive Ireland–Claisen
(IC) rearrangement reaction occurs. First, the active species P-hydrido-1,3,2-diazaphospholene 3 is generated through the metathesis reaction of 1 with HBpin. Next, the terminal CC double bond of 4 is inserted into the P–H bond of 3 to produce 6a through the 1,2-addition (Markovnikov) step, which is followed
by the pinB–H bond activation to afford key boron enolate 8. Then, 8 undergoes the [3,3] rearrangement
that is followed by the alcoholysis reaction with methanol leading
to the final product γ,δ-unsaturated carboxylic acid.
The [3,3] rearrangement step is the rate-determining step with the
Gibbs energy barrier (ΔG
≠) and Gibbs reaction energy (ΔG) of 23.9 and
−27.5 kcal/mol, respectively. When AB is employed
as the reductant, the transfer hydrogenation reaction occurs through
two comparable pathways, 1,2- and 1,4-transfer hydrogenation pathways.
The former pathway directly leads to the hydrogenation product with
the ΔG
≠ and ΔG values of 22.4 and −27.7 kcal/mol, respectively.
The latter pathway produces an enolate intermediate (rate-determining
step, ΔG
≠/ΔG = 24.1/–0.3 kcal/mol) first, which then prefers
to undergo the enol–keto tautomerism instead of the [3,3] rearrangement
to afford the hydrogenation product. Obviously, the generation of
the boron enolate plays a crucial role in the reductive IC rearrangement
reaction because it prevents the enol–keto tautomerism.