2019
DOI: 10.1007/s42791-019-0016-y
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A comprehensive review of artificial intelligence-based approaches for rolling element bearing PHM: shallow and deep learning

Abstract: The objective of this paper is to present a comprehensive review of the contemporary techniques for fault detection, diagnosis, and prognosis of rolling element bearings (REBs). Data-driven approaches, as opposed to model-based approaches, are gaining in popularity due to the availability of low-cost sensors and big data. This paper first reviews the fundamentals of prognostics and health management (PHM) techniques for REBs. A brief description of the different bearing-failure modes is given, then, the paper … Show more

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Cited by 121 publications
(58 citation statements)
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References 194 publications
(266 reference statements)
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“…As shown in Figure 1a, we first outlined the general process of the data-driven diagnostics and prognostics, which consists of four subtasks of data rebalancing (for classification problems), feature extraction, feature reduction, and learning. We did not explicitly include a feature selection in our framework, although it is a frequently used technique [48]. In fact, an implicit feature selection was already employed in the feature extraction stage because the inclusion and exclusion of created features are dynamically determined by a chromosome in the genetic algorithm (see the Section 3.1.1 for more details).…”
Section: The Proposed Methodsmentioning
confidence: 99%
“…As shown in Figure 1a, we first outlined the general process of the data-driven diagnostics and prognostics, which consists of four subtasks of data rebalancing (for classification problems), feature extraction, feature reduction, and learning. We did not explicitly include a feature selection in our framework, although it is a frequently used technique [48]. In fact, an implicit feature selection was already employed in the feature extraction stage because the inclusion and exclusion of created features are dynamically determined by a chromosome in the genetic algorithm (see the Section 3.1.1 for more details).…”
Section: The Proposed Methodsmentioning
confidence: 99%
“…With promising results for RUL prediction of 10 real S&C systems, Güçlü et al [84] proposed a model-based prognostic technique based on an autoregressive moving-average (ARMA) model. Tension, compression forces, DC current, voltage in electric circuits, distance between the stock rail and switch rail of railway turnout systems, and the linear position of the switch rails were measured for both normal to reverse and reverse to normal movements of S&C systems.…”
Section: Fp Methodsmentioning
confidence: 99%
“…From the above reviewed literature, the lack of papers applying a model-based FDD method for S&C systems is obvious. Further, very few among these published papers [12,76,84] actually applied and used the residuals principle for detecting and then diagnosing S&C system faults. Thus, there is an opportunity for researchers to consider applying model-based methods to deal with FD, FDD, and/or FP of the different possible fault modes (previously shown in Figure 9) in railway S&C…”
Section: Fp Methodsmentioning
confidence: 99%
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“…An ensemble of DCNNs for bearing fault diagnosis and an improved Dempster-Shafer theory (IDSCNN) was described [24]. The proposed model has a high diagnosis accuracy and adaptability when compared with SVM, multi-layer perceptron neural network (MLP), DNN, DCNN with wide first-layer kernels (WDCNN) [25] and DSCNN models.…”
Section: Related Workmentioning
confidence: 99%