Type II germanium clathrates have recently been investigated
for
potential applications as anodes in batteries due to their cage-like
structures that can accommodate electrochemical insertion of guest
ions. To synthesize type II Ge clathrates (Ge136), several
experimental routes use thermal or electrochemical desodiation of
the Zintl phase compound Na4Ge4. However, the
mechanism by which Na atoms are removed from the precursor to form
clathrates is not well understood. Herein, we use first-principles
density functional theory and nudged elastic band calculations to
understand the reaction mechanism and formation energies of the products
typically observed in the synthesis, namely, NaδGe136 (0 < δ < 24) type II clathrates and hexagonal
phase Na1–x
Ge3+z
. Specifically, we confirm the energetic feasibility of Na
vacancy formation in Na4Ge4 and find that the
barrier for Na vacancy migration is only 0.37 eV. This relatively
low energy barrier is consistent with the ease with which Na4Ge4 can be desodiated to form the products. We also discuss
the energetics, sodium migration pathways, and potential electrochemical
performance of Ge136 as anode material for Na-ion batteries.
Overall, this study highlights how first-principles calculations can
be used to understand the synthesis mechanism and desodiation processes
in clathrate materials and will help guide researchers in the design
and evaluation of new open framework compounds as viable materials
for energy storage applications.