Several recent developments in scanning tunneling spectroscopy (STS) of semiconductor surfaces are reviewed. First, the normalization of spectra is discussed, which for the Si(111)2×1 surface is found to produce a small shift in the apparent position of band edges. With this correction, the surface band gap measured by STS is found to be in good agreement with that obtained by other experimental and theoretical techniques. Second, it is shown for the SiC(0001)√3×√3 surface that the tunneling spectra show a remarkable evolution with decreasing current, and at pA levels they reveal a Mott-Hubbard gap for the surface states, in agreement with that seen by other methods. Finally, a detailed discussion is presented on the absence of electronic effects for the tunnel current into empty states of III-V (110) cleaved surfaces. From this result it is demonstrated that one can use observed strain induced displacements of such surfaces to yield information on the chemical composition of the underlying material.
I IntroductionSince the early days of the scanning tunneling microscopy (STM), spectroscopy of semiconductor surfaces has played an important role both in furthering our understanding of the the STM technique as well as in yielding new information about the surfaces themselves. For example, early voltage-dependent results on Si(111)2×1 and Si(111)7×7 surfaces enabled a determination of their structures and also illustrated the exquisite sensitivity of the STM to the surface states [1][2][3][4]. Complete conductance spectra as a function of tip-sample bias voltage clearly revealed the surface state bands. This early development of the scanning tunneling spectroscopy (STS) field has been reviewed [5].Slightly after the development of STS for semiconductor surface states, further studies were performed on cleaved GaAs(110) surface for which surface states do not play a large role in the results [6]. The difference in these two situations, with or without surface states, is quite dramatic. For Si(111)7×7 the surface state band is essentially metallic (i.e. no band gap), and the conductance dI/dV varies by less than three orders of magnitude over the voltage range −3 to +3 V. In contrast, for GaAs(110) a large band gap opens up in the spectrum and one requires 5-6 orders of magnitude in dynamic range to accurately measure the spectrum. Special techniques have been developed to achieve this high dynamic range [7]. For all of the direct gap III-V semiconductors, STS of the (110) surface can be used to reveal the bulk band gap as well as some other bulk critical point of the band structure [7]. Surface states make a small (but still noticeable) contribution of the spectra.Published in Appl. Phys. A 72 [Suppl.], S193 (2001).