Polycyclic systems can be converted into medium-sizedring-containing compounds through the controlled oxidative cleavage of internal double bonds. This approach is particularly accessible in systems that contain a suitably substituted indole ring. Here, a robust approach to the synthesis of the understudied oxazinocarbazole system is reported. After regioselective incorporation of a carbonyl functional group, m-chloroperoxybenzoic acid (MCPBA) is used to cleave the indole 2,3-double bond that this system contains. This results in a competition between two processes, oxidative cleavage of the double bond and a pinacol-type rearrangement, both of which occur with very high diastereoselectivity. The balance between the two processes is studied as a function of the substrate structure. Extensive use of X-ray crystallographic analysis of the products enables detailed mechanistic conclusions to be drawn.Pyrazinocarbazoles of general structure 1 (Figure 1) are of interest because of their reported biological activity, in particular as monoamine oxidase A inhibitors. 2 Given the interest shown in this type of compound, it is perhaps surprising that there are relatively few reports on the synthesis and biological characterisation of the related oxazinocarbazole systems with general structure 2. 3 Here, we address this issue and show that, as well as being interesting molecules in their own right, oxazinocarbazoles can be converted into substrates of a highly diastereoselective oxidative cleavage reaction.Oxidative cleavage of the indole 2,3-double bond has been achieved by using a wide range of reagents including ozone, metal-based and electrocatalytic methods, hypervalent iodine reagents, peroxidases, molecular oxygen and peracids such as m-chloroperoxybenzoic acid (MCPBA). 4-6 In our case, MCPBA was used. Whilst exploring the scope of this reaction, we observed a competing rearrangement reaction for some substrates. 7 This work extends our previous studies on the oxidative cleavage of compounds of general structure 3, providing additional information on the mechanism of this type of reaction. 8 Commercially available cyclic ketones 4 (n = 1-3, Scheme 1) were treated with ethyl formate under basic conditions to afford α-functionalised ketones 5 (n = 1-3). Japp-Klingemann modified Fisher indole synthesis 9 using a range of anilines gave carbazol-1-ones 6b-j 10a,11 via the corresponding hydrazones 7b-j 10 in reasonable yields, with the exception of 6f 12 (see Table 1 for substituent and ring size). Selective N-alkylation of 6a-j under biphasic reaction conditions gave 8a-j in good yields. 10,11 Subsequent reduction of 8a-j with NaBH 4 led to the formation of the morpholine ring in one pot to give oxazinocarbazoles 2a-j. Figure 1 Structures of the pyrazino-and oxazino-carbazole systems 1 and 2, respectively, and the polycyclic system 3, which was the focus of our recent asymmetric oxidative cleavage studies 8 Use of the Corey-Bakshi-Shibata (CBS) catalyst enabled asymmetric reduction of 8c to 9c in high yield and 98% ee as ...