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All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form, or by any means, electronic, mechani-Living the PhD was an exciting life and learning experience. I am very grateful to all my companions who supported me in this process.Juan Carlos Seijo, it was a privilege to have you as my promoter and to cross our paths again; your academic and fisheries expertise contributed significantly to this thesis and my development as a researcher. I always felt inspired and confident to continue my research after our meetings. Julieta Marotta, many thanks for your kind support in all aspects of the PhD, from research questions, to methods, to the concerns and challenges a PhD student goes through. I enjoyed and learned from our time together; and I was always inspired to see you balancing life, academic work, and relationships with a smile. Michal Natorski, many thanks for our theoretical discussions, all the information you shared with me, and the collaborative writing we did for our chapter. They challenged and sharpened my thinking and academic skills.Joop de Kraker, Liesbeth Lijnzaad, Maarten Bavinck, and Rashid Sumaila, many thanks for being the members of the assessment committee. Your contributions strengthened the final version of this research.To all the staff at Maastricht School of Governance and UNU-Merit, thank you so much for your support and patience over these years. Mindel Van de Laar, many thanks for your guidance, openness, and straightforwardness; they were always timely and helpful to navigate the PhD process. To the GPAC coordination team, especially Shivani Achrekar, Charlotte Mueller, Cristina Mancigottti, and Paris Cosma, many thanks for helping us, GPAC students, with all the logistics during our visits to Maastricht. Your support and smiles make our PhD journey smoother and nicer. It was great to meet you all.viii Ale, Paulina, Ivana, Renata, Nikito, Mayú, and Mamatina, many thanks for the care, warmth, and laughs you always bring to my life. Víctor Fernández and Sander Jobse, many thanks for letting me stay at your places on my layovers in Amsterdam and London. Life feels easier and funnier when we are together. Karla Amador, many thanks for being such a good friend, your calls and visits during the PhD; we always grow together. Fabricio Vargas, many thanks for our time together; our laughs and talks always inspire me to move forward. Juan Ignacio Álvarez, many thanks for inspiring and reminding me the peace and joy I am to live this process. Maru Anaya and Jaime Martínez, many thanks for your friendship and for keeping an eye on me during this pandemic and the PhD. And Chel, thank you for the unconditional love and company, our walks and runs together, with sunrises and sunsets, always refreshed my mind as I conducted this research. ix ix ContentsAcknowledgements .
All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted in any form, or by any means, electronic, mechani-Living the PhD was an exciting life and learning experience. I am very grateful to all my companions who supported me in this process.Juan Carlos Seijo, it was a privilege to have you as my promoter and to cross our paths again; your academic and fisheries expertise contributed significantly to this thesis and my development as a researcher. I always felt inspired and confident to continue my research after our meetings. Julieta Marotta, many thanks for your kind support in all aspects of the PhD, from research questions, to methods, to the concerns and challenges a PhD student goes through. I enjoyed and learned from our time together; and I was always inspired to see you balancing life, academic work, and relationships with a smile. Michal Natorski, many thanks for our theoretical discussions, all the information you shared with me, and the collaborative writing we did for our chapter. They challenged and sharpened my thinking and academic skills.Joop de Kraker, Liesbeth Lijnzaad, Maarten Bavinck, and Rashid Sumaila, many thanks for being the members of the assessment committee. Your contributions strengthened the final version of this research.To all the staff at Maastricht School of Governance and UNU-Merit, thank you so much for your support and patience over these years. Mindel Van de Laar, many thanks for your guidance, openness, and straightforwardness; they were always timely and helpful to navigate the PhD process. To the GPAC coordination team, especially Shivani Achrekar, Charlotte Mueller, Cristina Mancigottti, and Paris Cosma, many thanks for helping us, GPAC students, with all the logistics during our visits to Maastricht. Your support and smiles make our PhD journey smoother and nicer. It was great to meet you all.viii Ale, Paulina, Ivana, Renata, Nikito, Mayú, and Mamatina, many thanks for the care, warmth, and laughs you always bring to my life. Víctor Fernández and Sander Jobse, many thanks for letting me stay at your places on my layovers in Amsterdam and London. Life feels easier and funnier when we are together. Karla Amador, many thanks for being such a good friend, your calls and visits during the PhD; we always grow together. Fabricio Vargas, many thanks for our time together; our laughs and talks always inspire me to move forward. Juan Ignacio Álvarez, many thanks for inspiring and reminding me the peace and joy I am to live this process. Maru Anaya and Jaime Martínez, many thanks for your friendship and for keeping an eye on me during this pandemic and the PhD. And Chel, thank you for the unconditional love and company, our walks and runs together, with sunrises and sunsets, always refreshed my mind as I conducted this research. ix ix ContentsAcknowledgements .
Los conceptos bioeconómicos modernos invocan la importancia de definir los derechos de propiedad posibles de ser llevados a cabo dentro del contexto de gestión. La investigación pesquera debe considerar las expectativas locales, en cuanto a los investigadores, administradores, mayoristas, las industrias, el público en general, y necesita volver al nivel de comunidades o pescadores. Partiendo de ese supuesto, realizase un análisis bioeconómico de la pesquería costera de Pernambuco, Nordeste de Brasil, dirigido a las pesquerías costeras de línea y redes de fondo. Se puede considerar como parte de un proyecto de planificación regional, en virtud de las peculiaridades sociales, económicas y culturales encontradas, el bajo Índice de Desarrollo de Humano (HDI) existente en esta Región, y la importancia de inserción social de las comunidades pesqueras menos favorecidas. El objetivo principal de este estudio fue aplicar un modelo bioeconómico pesquero desarrollado para las pesquerías del Mar Mediterráneo Norte-occidental, denominado MEditerranean FIsheries Simulation TOols - MEFISTO (Herramientas de Simulación de Pesquerías Mediterráneas), justificado por algunas similitudes existentes entre las pesquerías costeras de esa Región y del Estado de Pernambuco, entre las cuales la diversidad de especies y de los artes de pesca, las variaciones estacionales de las capturas, la comercialización, la dinámica de las flotas, etc. El modelo permitió extraer importantes contribuciones para la comprensión de la dinámica de la pesca costera, haciendo posible reproducirse las condiciones generales de como ocurre la actividad, así como simular las estrategias alternativas de gestión. Fue posible también observar y analizar las condiciones económicas, que pueden contribuir para que los tomadores de decisión logren un desarrollo sostenible de la actividad, de forma que las generaciones futuras también puedan beneficiarse del recurso. Para lograr los objetivos definidos, se plantearon cuestiones que involucran estos aspectos: ¿La planificación actual y las medidas de gestión para la pesca costera son adecuadas a la realidad local?; ¿Hay necesidad de quitar la presión/esfuerzo de las pesquerías tradicionales y diversificar la actividad para otros recursos y/o áreas de pesca?; y ¿Hay alguna viabilidad para invertir en la pesca costera? Así, las hipótesis levantadas, considerando las estrategias para llevar a cabo las medidas de gestión, son: La importancia de aplicar y adecuar modelos bioeconómicos para la gestión de la actividad pesquera de pequeña escala existente; Los niveles de biomasa actual de los estocs de peces de importancia económica son preocupantes y hay una necesidad para diversificar las pesquerías existentes; y La actividad de pesca de pequeña escala debe ser una prioridad de las políticas gubernamentales para el desarrollo sostenible del sector pesquero. El estudio propuesto fue desarrollado para apoyar los procedimientos de valoración y puede ser considerado como un factor determinante en la capacidad para el desarrollo de sistemas de valoración a ser aplicados para establecer los límites potenciales en el desarrollo de la investigación científica. Ciertamente, aun se necesita mucho trabajo para perfeccionar un modelo bioeconómico de gestión para la pesquería costera de Pernambuco, pero con ajustes y un análisis cuidadoso fue posible obtener resultados importantes e informaciones para la gestión de las pesquerías. De las hipótesis levantadas se puede concluir que el uso de modelos bioeconómicos para la valoración de estas pesquerías mostró ser una herramienta muy importante para la administración, que puede tener las informaciones basadas en los conceptos científicos para la definición y aplicación de estrategias de gestión para el desarrollo de las pesquerías; para la comunidad científica, que puede mejorar el conocimiento de la dinámica poblacional de los estocs pesqueros de Pernambuco y la dinámica de las flotas; y para los pescadores, que pueden conjugar sus conocimientos empíricos con las informaciones de rendimientos del modelo para mejorar sus estrategias de pesca. De un punto de vista biológico y económico parece que las pesquerías costeras de línea y red de fondo de Pernambuco han alcanzado un equilibrio. Pero, la susceptibilidad de los estocs y la fragilidad institucional y productiva pueden indicar, que un estado crítico es evidente, llevando a la ineficacia económica, puesto que no es el resultado de una acción planeada. De los resultados obtenidos no hay evidencia del agotamiento de los estocs de peces comerciales, considerando las especies blancos de las pesquerías de línea y red, pero hay la necesidad de diversificar esas pesquería, porque cualquier aumento en el esfuerzo de pesca colapsaría esos estocs. Ese equilibrio biológico y económico debe mantenerse, con la aplicación de medidas de gestión para la reducción del nivel actual de esfuerzo, juntamente con medidas que pueden atender las demandas de los pescadores. Sin embargo, la actividad pesquera de pequeña escala debe ser una prioridad de las políticas gubernamentales para el desarrollo sostenible del sector, mostrando ser económicamente viable, deseable del punto de vista social y ecológicamente adecuada Os conceitos bioeconômicos modernos invocam a importância para definir os direitos de propriedade possíveis de serem implementados dentro do contexto de gestão. A pesquisa pesqueira deve considerar as expectativas locais, para os pesquisadores, administradores, atacadistas, as indústrias, o público em geral, e precisa ser devolvido ao nível de comunidades ou pescadores. Seguindo este conceito, realizou-se uma análise bioeconômica da pesca costeira do Estado de Pernambuco, Nordeste do Brasil, dirigida à pesca de linha-de-mão e à de rede-de-espera. Pode-se entendê-la como parte de um projeto de planejamento regional, em virtude das peculiaridades sociais, econômicas e culturais, o baixo Índice de Desenvolvimento Humano (HDI) existente nesta Região, e a importância da inserção social das comunidades menos favorecidas. O objetivo principal deste estudo foi aplicar um modelo bioeconômico pesqueiro desenvolvido para as pescarias da região Noroeste do Mar Mediterrâneo, denominado MEditerranean FIsheries Simulation TOols - MEFISTO (Ferramentas de Simulação de Pescarias Mediterrâneas), o qual justifica-se por algumas semelhanças existentes entre as pescarias costeiras do Mediterrâneo e do Estado de Pernambuco, tais como diversidade de espécies e petrechos de pesca, variações sazonais das capturas, o processo de comercialização, a dinâmica de frotas, etc. O modelo permitiu extrair contribuições significantes para a compreensão da dinâmica de pesca litorânea, tornando possível reproduzir as condições gerais de como a atividade ocorre e simular estratégias alternativas de gestão. Também foi possível observar e analisar as condições econômicas que podem contribuir para que os tomadores de decisão alcancem um desenvolvimento sustentável da atividade, de forma que gerações futuras também possam beneficiar-se do recurso. Para alcançar os objetivos definidos, algumas perguntas considerando esses aspectos foram levantadas: O planejamento atual e as medidas de gestão para a pesca litoral são adequadas à realidade local?; Há alguma necessidade em remover a pressão/esforço sobre os estoques tradicionais e diversificar a atividade de pesca costeira para outros recursos e/ou áreas de pesca?; e Há alguma viabilidade em investir na pesca litoral? Assim, as hipóteses levantadas, considerando as estratégias para implementar medidas de gestão, foram: A importância em aplicar e adequar modelos bioeconômicos para a gestão da atividade de pesca de pequena escala existente; Os níveis de biomassa atual dos estoques de peixe de importância comercial são preocupantes e há uma necessidade em diversificar as pescarias existentes; e A atividade de pesca de pequena escala deve ser uma prioridade das políticas governamentais para o desenvolvimento sustentável do setor pesqueiro. O estudo proposto foi desenvolvido para apoiar os procedimentos de avaliação, e pode ser considerado como um fator determinante na capacidade para o desenvolvimento de sistemas de avaliação a serem aplicados para estabelecer os limites potenciais no desenvolvimento da pesquisa científica. Certamente muito trabalho ainda é necessário antes que um modelo bioeconômico para a pesca costeira do Estado de Pernambuco seja aperfeiçoado, mas com alguns ajustes e análise criteriosa foi possível obter resultados importantes e informações para a gestão da pesca. Das hipóteses levantadas pode-se concluir que o uso de modelos bioeconômicos para a avaliação dessas pescarias mostrou ser uma ferramenta importante para a administração, que pode ter informações fundamentadas em evidências científicas para a definição e implementação de estratégias de gestão para o desenvolvimento de pescarias; para a comunidade científica, que pode enriquecer conhecimentos sobre a dinâmica de populações pesqueiras da costa pernambucana e a dinâmica de frotas; e para os pescadores, que podem igualmente enriquecer seus conhecimentos empíricos com os resultados do modelo e melhorar suas estratégias de pesca. De um ponto de vista biológico e econômico parece que as pescarias de linha-de-mão e de rede-de-espera alcançaram um equilíbrio. A suscetibilidade dos estoques pesqueiros e a fragilidade institucional e produtiva podem indicar, entretanto, que um estado crítico é evidente, conduzindo a ineficiência econômica, posto que não é o resultado de uma ação planejada. Dos resultados obtidos não há nenhuma evidência de que os estoques de peixes comercialmente importantes estejam esgotados, considerando as espécies alvo das pescarias de linha-de-mão e de rede-de-espera, mas há a necessidade de diversificar a pesca existente, porque qualquer aumento do esforço de pesca se colapsariam esses estoques. Esse equilíbrio biológico e econômico deve ser mantido, no entanto com a implementação de medida de conservação que encoraja a redução do nível atual de esforço, juntamente com medidas que possam atender as reinvidicações dos pescadores. Evidenciou-ser que a atividade de pesca em pequena escala deve ser uma prioridade de políticas governamentais para desenvolvimento sustentável do setor pesqueiro, mostrando ser economicamente viável, desejável no ponto de vista social e ecologicamente adequado. Modern bioeconomic concepts invoke the importance to define the property rights possible to be implemented within a management context. In conducting a fishery research, local expectancies must be achieved, as for fisheries researchers, managers, stakeholders, industries, the concerned public at large, and it need to be devolved down to the level of communities or fishermen. Following this concept, a bioeconomic analysis of the coastal fishery of Pernambuco State, North-eastern Brazil, was conducted, directed to the hand-line and gillnet coastal fisheries management, as part of a regional planning project, in virtue of the found social, economic and cultural peculiarities, the existing low Human Development Index (HDI) of this Region, and the importance of social insertion of the less favoured fishing communities. The main objective of this study was to apply a bioeconomic fishing model developed for the North-western Mediterranean Sea fisheries, named MEditerranean FIsheries Simulation TOols - MEFISTO, justified by some existing similarities among Mediterranean and Pernambuco State coastal fisheries, such as diversity of species and fishing gears, seasonal variations of the captures, commercialisation process, fishing fleet dynamics, etc. The model allowed significant contributions for the understanding of the coastal fishing dynamics, making possible to reproduce the general conditions on how the activity occurs and to simulate alternatives management strategies. Also, it was possible to observe and analyse its economic conditions, helping decision-makers to achieve a sustainable development of the activity, so that future generations can also benefit from the resource. To achieve the defined objectives, questions concerning these aspects were raised: Current planning and management measures for the coastal fishery are adequate to the local and actual reality?; Is there a necessity to remove the pressure/effort on the traditional fishing stocks and to diversify the coastal fishery activity for other resources and/or fishing areas?; and Is there any feasibility to invest in the coastal fishery? Thus, the hypotheses raised considering the strategies to implement management measures were: The importance to apply and adequate bioeconomic model for the management of the small-scale existing fishing activity; Most important commercial fish stocks are depleted, with low biomass levels, and there is a necessity to diversify the existing fishery; and The small-scale fishing activity must be a priority of governmental policies for the sustainable development of the fishery sector. The proposed study was thus developed to support assessment procedures, and may be considered as a determining factor in the capacity for the development of assessment systems to be applied to establish the potential limits in the development of scientific research. Certainly much more work is needed before a bioeconomic model of the Pernambuco coastal fishery can be perfected, but with some adjustment and careful analysis it was possible to obtain important results and informations for fisheries management. From the raised hypotheses can be concluded that the use of bioeconomic models for the assessment of these fisheries showed to be a very important tool for the administration, which may have informations based on scientific advise for the definition and implementation of management strategies for fisheries development; for the scientific community, which may improve knowledge on the population dynamics of the fishing stocks off Pernambuco and the dynamics of fishing fleets; and for the fishermen, which can join their empirical knowledge with the model outputs informations to improve their fishing strategies. From a biological and economic point of view it seems that Pernambuco State handline and gillnet coastal fisheries has reached an equilibrium. The stock susceptibility and the institutional and productive fragility may indicate that a critical state is evident, leading to economic inefficiency, since it is not the result of a planned action. From the results obtained there is no evidence of commercial fish stocks depletion, inasmuch the target hand-liners and gill-netters species are considered, but that there is a necessity to diversify these fisheries, because any increase in fishing effort would collapse these commercial stocks. Such a biological and economic equilibrium should be maintained, nonetheless with the implementation of management conservation measures that encourage the reduction of the current level of effort, jointly with measures that can bring about fishermen claim. It became clear that the small-scale fishery activity must be a priority of governmental policies for the sustainable development of the fishery sector, showing to be economic viable, desirable on the social point of view and ecologically adequate.
The coastal marine protected ecosystem at Punta Coles (as a part of the Reserva Nacional de Islas, Islotes y Puntas Guaneras) is located in a highly exploited area in southern Peru and contains several commercial, bioengineering and other benthic species. Pre‐image population analysis was used to estimate the transient values of intrinsic growth rate (r) based on biomass and density time series as a proxy of productivity to assess the effectiveness of protection. The outcomes obtained showed that the gastropods Concholepas concholepas, Fissurella latimartiginata and the tunicate Purya chilensis showed a reduction of productivity during recent years, whilst the sea urchin Loxechinus albus, the barnacle Balanus laevis and the bivalve Semimytilus algosus showed an opposite pattern. Several species exhibited a chaotic dynamic, coinciding with the highest productivity values. In 2016 and 2017, several species exhibited a reduction of their abundance which could be delayed responses explained by changes in oceanographic conditions (reduction of coastal upwelling), La Niña event and illegal harvest. The above notwithstanding, the results suggest that effective protection of benthic species in the protected ecosystem of Punta Coles have been partially accomplished. Therefore, this work could be considered a baseline study, permitting the subsequent monitoring of productivity of the main species inhabiting the coastal area of Punta Coles. Pre‐image population analysis could be used as a complimentary analytical tool since it enables the evaluation of transient population parameters (e.g. productivity) thus aiding population management, conservation and monitoring decisions.
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