Receptor tyrosine kinases (RTKs) are in the focus of targeted therapy for epithelial tumors. Our study addressed the role of EGFR, HER2 and HER3 expression and dimerization in esophageal cancers in situ and in vitro in the context of therapeutic EGFR and HER2 inhibitors. In archival pretreatment biopsies of esophageal carcinomas (n 5 110), EGFR was preferentially expressed in esophageal squamous cell carcinomas (ESCCs) (22.4%; p 5 0.088) and HER2 (34.4%; p < 0.001) with HER3 (91.5%; p < 0.001) in esophageal (Barrett's) adenocarcinomas (EACs). In situ proximity ligation assays revealed mainly EGFR and HER2 homodimers in ESCC and EAC cases, respectively. However, EAC cases also exhibited HER2/HER3 heterodimers. In vitro ESCC (OE21) cells displayed a significant response to erlotinib, gefitinib and lapatinib, with loss of AKT phosphorylation, G0/G1 cell cycle arrest and induction of apoptosis. In EAC cells (OE19, OE33 and SK-GT-4), lapatinib was similarly effective in strongly HER2-positive (mainly HER2 homodimers and some HER2/EGFR heterodimers) OE19 and OE33 cells. The HER2-targeting antibodies (trastuzumab and pertuzumab) given alone were largely ineffective in ESCC and EAC cells. However, both antibodies significantly induced antibody-dependent cellular cytotoxicity in EAC (OE19 and OE33) cells upon co-culture with peripheral blood mononuclear cells. The study reveals that overexpression of EGFR and HER2 predominantly results in homodimers in ESCCs and EACs, respectively. Still, some EACs also show HER2 dimerization plasticity, e.g., with HER3. Such RTK dimerization patterns affect responses to EGFR and HER2 targeting inhibitors in ESCC and EAC cells in vitro and hence may influence future prediction for particularly HER2-targeting inhibitors in EACs.Receptor tyrosine kinases (RTKs) of the EGFR family are involved in development and progression of several epithelial tumors and hence represent therapeutic targets for inhibition by small-molecule tyrosine kinase inhibitors (TKIs) or humanized monoclonal antibodies (mABs) in advanced lung, colorectal, breast and gastric cancer patients.1,2 Thus far, RTK gene amplification or protein expression and alterations of RTK-associated downstream signaling molecules are considered as important factors predicting the response to RTK inhibitors in such epithelial cancer patients.
3In the two main histotypes of esophageal cancer 3-6 -esophageal (Barrett's) adenocarcinomas (EACs) and esophageal squamous cell carcinomas (ESCCs)-gene amplification and/or protein (over)expression of the RTKs EGFR and