Obstructive sleep apnea syndrome (OSAS) is characterized by recurrent collapses of the upper airway, which lead to repetitive transient hypoxia, arousals and finally sleep fragmentation. Both anatomical and neuromuscular factors may play key roles in the pathophysiology of OSAS. The purpose of this paper was to study the control mechanism of OSAS from the mechanical point of view. A three-dimensional finite element model was developed, which not only reconstructed the realistic anatomical structure of the human upper airway, but also included surrounding structures such as the skull, neck, hyoid, cartilage and soft tissues. The respiration process during the normal and apnea states was simulated with the fluid-structure interaction method (FSI) and the computational fluid dynamics method (CFD). The airflow and deformation of the upper airway obtained from the FSI and the CFD method were compared and the results obtained under large negative pressure during an apnea episode were analyzed. The simulation results show that the FSI method is more feasible and effective than the CFD method. The concave configuration of the upper airway may accelerate the collapse of the upper airway in a positive feedback mechanism, which supplies meaningful information for clinical treatment and further research of OSAS.upper airway collapse, sleep apnea, FEM, fluid-structure interaction
Citation:Huang R H, Li X P, Rong Q G. Control mechanism for the upper airway collapse in patients with obstructive sleep apnea syndrome: a finite element study. Sci China Life Sci, 2013Sci, , 56: 366-372, doi: 10.1007 Obstructive sleep apnea syndrome (OSAS) is a common sleep-related breathing disorder characterized by repetitive pharyngeal collapse, cessation and reopening of the airflow in the oral and nasal cavity. Two factors may play key roles in the pathophysiology of OSAS: anatomic abnormalities of the upper airway and the weakness or absence of nerve control. Upper airway narrowing is often observed in OSAS patients. To obtain enough airflow during inspiration, more negative pressure is needed at the narrow part of the upper airway. In return, the negative pressure causes further narrowing and eventually the collapse. In addition, required by the needs of speech, swallowing, respiration and other physiological function, a complex nerve control system with more than twenty various muscles plays a role in the upper airway. These groups of muscles interact in a complex fashion, undergoing contraction or relaxation according to the breath state. If the nerve control becomes weak or even absent, the upper airway may collapse under a normal small negative pressure [1][2][3][4][5]. From a mechanical point of view, the airflow in the upper airway is a process with fluid and structural interactions. The surrounding soft tissues possess not only nonlinear mechanical properties but also the abilities of self-adaptation [6][7][8]. Many mechanical models have been developed in the last few years to study the motion state of the upper airway during apnea....