Selection of surrogate endpoint biomarkers (SEBs) and appropriate study design are two of the main challenges in evaluating potential chemopreventive agents. In a prospective random fine-needle aspiration (FNA) study of women at high risk of development of breast cancer, we previously demonstrated that cytologic evidence of epithelial hyperplasia with or without atypia, as well as abnormalities of several cellular biomarkers (DNA ploidy; immunocytochemical expression of p53, EGFR, ER, and/or Her-2/neu), were more prevalent in high-risk women than in low-risk controls. We also demonstrated that the subsequent development of breast cancer was best predicted by an initial presentation of hyperplasia with atypia, as well as by multiple biomarker abnormalities. These findings indicate that FNA cytology and biomarkers can be used to identify women who are appropriate subjects for chemoprevention trials, and can then be used as surrogate endpoint biomarkers to monitor efficacy of potential agents. An example of this use in an ongoing single-agent phase II trial is provided. Several options for study design of possible multi-agent breast cancer chemoprevention trials are discussed, depending upon the existing preclinical and clinical data, the questions being asked, and the number of eligible subjects available. J. Cell. Biochem. Suppl. 34:7-12, 2000. 2000 Key words: biomarker; breast; breast cancer development; chemoprevention; clinical trials; cytology; ER; EGFR; fine-needle aspiration (FNA); Her-2/neu; high risk; p53; ploidy; risk assessment; study design; surrogate endpoint biomarker For phase II trials of potential agents that might prevent breast cancer, one must identify appropriate cohorts of subjects, select optimum tissue biomarkers for testing, standardize tissue sampling methods, and otherwise develop a reliable model for chemoprevention trials [Dhingra, 1995;Dhingra et al., 1993;Fabian and Kimler, 1997;Fabian et al., 1998;Kelloff et al., 1993; O'Shaughnessy, 1996]. The most appropriate subjects for phase II trials will be those who consider themselves at short-term high risk of developing breast cancer and who possess breast tissue biomarkers that are predictive for breast cancer development and are theoretically reversible.
BIOMARKERS FROM FINE-NEEDLE BREAST ASPIRATIONSince 1989 at the University of Kansas Medical Center, we have performed breast fineneedle aspiration (FNA) and characterized the aspirated ductal epithelial cells of more than 500 women at high risk of the development of breast cancer on the basis of family history or prior cancerous or precancerous biopsy. The procedures for aspiration, tissue processing, and biomarker analysis have been previously detailed [Fabian et al., 1993[Fabian et al., , 1994[Fabian et al., , 1996[Fabian et al., , 1997cZalles et al., 1995]. Markers studied included cytologic morphology characterization, DNA ploidy, and immunocytochemical expression of p53 [Kamel et al., 1998], epidermal growth factor receptor (EGFR), estrogen receptor (ER), and Her-2/neu.We ha...