The cationic oxazaborolidine-catalyzed Diels-Alder reactions of butadiene and a series of five dienophiles have been studied using density functional theory (B3LYP/6-31G(d)). In each case, the computational results successfully reproduce the experimentally observed sense of stereoinduction and enantiomeric ratio. The computed structures of the lowest energy Lewis acid•carbonyl complexes and Lewis acid•transition state complexes are closely related to the models for stereoselection proposed by Corey and co-workers.
IntroductionDiels-Alder (DA) reactions are among the most powerful synthetic methods available to chemists. i Given the broad synthetic utility of this transformation, procedures for controlling the absolute configuration of the cycloadducts, either by the use of chiral auxiliaries or chiral catalysts, have been eagerly sought. ii To date, several asymmetric variants of the DA reaction have been developed which produce cycloaddition products in high yield (>90%) and high stereoselectivity (>90% ee), while proceeding with predictable stereochemical outcomes. Corey and co-workers have developed one of the most elegant methods utilizing an amino acid-derived oxazaborolidinium ion catalyst (Figure 1). iia,iiiThe Corey asymmetric DA methodology utilizes a chiral, cationic oxazaborolidine catalyst 3 derived from proline ( Figure 1). A wide variety of α,β-unsaturated carbonyl compounds (aldehydes, ketones, esters, quinones and carboxylic acids) are efficient substrates in this reaction, being readily converted to enantioenriched cyclohexenes of >90% enantiomeric excess in the presence of ≤20 mol % of catalyst 3. iii In addition to the generality of this method, the stereochemical outcome of this process can be predicted using Corey's models. For aldehydes, coordination of the carbonyl oxygen with the boron of the catalyst and a C-H … O interaction iv,v between the catalyst oxygen and the aldehyde C-H form a complex where the si-face of the dienophile is shielded by the pseudo-axial phenyl ring of the catalyst, as illustrated by model 7. In the case of other α,β-unsaturated carbonyl compounds (ketones, esters, quinones and carboxylic acids), Corey proposed model 8. In these cases, the primary interaction remains the carbonyl oxygen -boron interaction, however, the secondary interaction is now between the α-C-H and the catalyst oxygen, which provides both a rigidified complex and a means of biasing the dienophile geometry. iv Two significant features of models 7 and 8 are (1) the adoption of the s-trans conformation of the α, β-unsaturated carbonyl dieneophile and (2) the diene always attacks the dienophile from the less hindered "nitrogen" side of the complex, rather than from the "C5-diphenyl" side. In all of the examples of intermolecular DA reactions utilizing catalyst 3 published to date, these models correctly predict the outcome of the reactions.Recently, Pi and Li reported the results of a DFT study of the mechanism of the oxazaborolidinium ion-catalyzed DA reaction between 2-methyl acrolein (1) and cyc...