Estimation of the Relative Chlorophyll Content of Carya illinoensis Leaves Using Fractional Order Derivative of Leaf and Canopy Scale Hyperspectral Data

Abstract

Chlorophyll is a crucial physiological and biochemical indicator that impacts plant photosynthesis, accumulation of photosynthetic products, and final yield. The measurement and analysis of chlorophyll content in plants can provide valuable insights into their nutritional status and overall health. The non-destructive and efficient estimation of relevant plant physiological and biochemical indicators using hyperspectral technology can provide a reliable method for collecting data on nutrient levels and health status during plant growth and development. Fifty-three Carya illinoensis plants of Jiande and Changlin series known for their exceptional qualities and significant economic benefits were used as the research object for collecting their leaf and canopy hyperspectral data. Firstly, fractional order derivative (FOD) was used for spectral preprocessing. Secondly, the spectral response relationship between spectrum and relative chlorophyll content (soil and plant analyzer development, SPAD) was explored by combining single-band and two-band spectral index (normalized difference spectral index, NDSI). The correlation coefficient of Pearson correlation analysis was used to estimate the linear correlation between variables. Finally, the correlation between the spectral feature variables and SPAD was analyzed and calculated. Top 10 absolute values of the correlation coefficients were screened out as modeling variables. eXtreme gradient boosting (XGBoost) machine learning algorithm was used to construct the optimal estimation model of SPAD of Carya illinoensis leaves. Results showed that the correlation between leaf and canopy spectrum after FOD pretreatment and SPAD was substantially improved, compared with raw spectrum. FOD combined with leaf and canopy NDSI was more effective than single band in improving the correlation between spectral characteristics and target components, which was increased by 0.166 and 0.338, respectively. The leaf spectrum could estimate SPAD more accurately than that of canopy spectrum. The optimal SPAD model was the 0.5th-order derivative transformation combined with two-band leaf spectral index (NDSI) model. The R2 P was 0.788, and the RMSEP was 0.842 in prediction set. On one hand, this study confirms the feasibility of rapid and non-destructive estimation of SPAD of Carya illinoensis leaves using hyperspectral technology. On the other hand, FOD combined with two-band spectral indices can significantly improve the response relationship between spectral characteristics and target variables, enrich hyperspectral data processing methods, and propose a novel approach for the detection of plant nutrient level and health.