Subwavelength High-Contrast Grating (HCG) and its Applications in Optoelectronic Devicesby Ye Zhou
Doctor of Philosophy in Engineering -Electrical Engineering and Computer SciencesUniversity of California, BerkeleyProfessor Constance J. Chang-Hasnain, ChairOptical grating is a research topic with a long history. It has been extensively studied over the years due to its various applications in holography, spectroscopy, lasers, and many other optoelectronic devices. In this dissertation, we present a novel single-layer subwavelength high-index-contrast grating (HCG) which opens a new era in the study of grating. HCGs can serve as surface normal broadband (∆λ/λ ~35%), high-reflectivity (>99%) mirrors, which can be used to replace conventional distributed Bragg reflectors (DBRs) in optical devices. Different designs of HCGs can also serve as narrow band, surface emitting, high-quality (Q) factor optical resonators or shallow angle reflectors. In this dissertation, we will review the recent advances in high-index-contrast grating and its applications in optoelectronic devices, including vertical-cavity surface-emitting lasers (VCSELs), high-Q optical resonators, and hollow-core waveguides.We first present a novel HCG-based VCSEL where the conventional DBR mirror is replaced with a HCG-based mirror. A systematic and comprehensive review of the experimental and numerical simulation results is presented to demonstrate many desirable 2 attributes of HCG-based VCSELs, including polarization selection, transverse mode control and a large fabrication tolerance.Next, we present an ultra-fast tuning, HCG-based tunable VCSEL. By integrating a mechanically movable actuator with a single-layer HCG as the VCSEL top mirror, precise, wide continuous wavelength tuning (~18 nm) was achieved at room temperature.The small footprint of the HCG enables each of the mechanical actuator dimensions to be scaled down by at least a factor of 10, resulting in a greater than 1000 times reduction in mass, and an increase in the mechanical resonant frequency. It also allows for a recordfast, HCG-based tunable VCSEL with a tuning time in the ~10 ns range to be obtained.Besides the HCG-based VCSELs/tunable VCSELs, we also present a HCG-based surface normal high-Q resonator with a simulated Q-factor as large as 500,000 and an experimentally measured Q-factor of ~14,000. The unique feature of a high-Q with surface normal emission is highly desirable, as the topology facilitates a convenient and high output coupling with free-space or fiber optics. This feature is promising for array fabrication of lasers and filters, as well as high throughput sensor arrays.In addition, we propose a HCG-based hollow-core waveguide design with an ultralow propagation loss of <0.01dB/m, three orders of magnitude lower than the lowest loss of the state-of-art chip-scale hollow waveguides. This novel HCG hollow-core waveguide design will serve as a basic building block in many chip-scale integrated photonic circuits, enabling system-level applications including o...