Gearbox Condition Monitoring and Diagnosis of Unlabeled Vibration Signals Using a Supervised Learning Classifier

Abstract

Data-based equipment fault detection and diagnosis is an important research area in the smart factory era, which began with the Fourth Industrial Revolution. Steel manufacturing is a typical processing industry, and efficient equipment operation can improve product quality and cost. Steel production systems require precise control of the equipment, which is a complex process. A gearbox transmits power between shafts and is an essential piece of mechanical equipment. A gearbox malfunction can cause serious problems not only in production, quality, and delivery but in safety. Many researchers are developing methods for monitoring gearbox condition and for diagnosing failures in order to resolve problems. In most data-driven methods, the analysis data set is derived from a distribution of identical data with failure mode labels. Industrial sites, however, often collect data without information on the failure type or failure status due to varying operating conditions and periodic repair. Therefore, the data sets not only include frequent false alarms, but they cannot explain the causes of the alarms. In this paper, a framework called the Reduced Lagrange Method (R-LM) periodically assigns pseudolabels to vibration signals collected without labels and creates an input data set. In order to monitor the status of equipment and to diagnose failures, the input data set is fed into a supervised learning classifier. To verify the proposed method, we build a test rig using motors and gearboxes that are used on production sites in order to artificially simulate defects in the gears and to operate them to collect vibration data. Data features are extracted from the frequency domain and time domain, and pseudolabeling is applied. There were fewer false alarms when applying R-LM, and it was possible to explain which features were responsible for equipment status changes, which improved field applicability. It was possible to detect changes in equipment conditions before a catastrophic failure, thus providing meaningful alarm and warning information, as well as further promising research topics.

Helical Gearbox Defect Detection with Machine Learning Using Regular Mesh Components and Sidebands

“…In the past two decades, intense research has been conducted on tooth gear defect detection from vibration, acoustic, and acoustic emission signals. The studies are based on traditional fault detection methods, such as STFT, CA, WT, WVD, and Hilbert–Huang transform (HHT), followed by processing with machine learning (ML) techniques: SVM (Support Vector Machine), K-NN (K-Nearest-Neighbors), Random Forest, Naïve Bayes, Bayes Net, and NN (Neural Network) [ 11 , 21 , 23 , 24 ].…”