Purpose: Natural killer (NK) cells are key effector cells for anti-CD20 monoclonal antibodies (mAb), such as obinutuzumab and rituximab. We assessed whether low pretreatment NK-cell count (NKCC) in peripheral blood or tumor tissue was associated with worse outcome in patients receiving antibodybased therapy.Patients and Methods: Baseline peripheral blood NKCC was assessed by flow cytometry (CD3 À CD56 þ and/or CD16 þ cells) in 1,064 of 1,202 patients with follicular lymphoma treated with obinutuzumab or rituximab plus chemotherapy in the phase III GALLIUM trial (NCT01332968) and 1,287 of 1,418 patients with diffuse large B-cell lymphoma (DLBCL) treated with obinutuzumab or rituximab plus cyclophosphamide, doxorubicin, vincristine, and prednisone (G-CHOP or R-CHOP) in the phase III GOYA trial (NCT01287741). The prognostic value of tumor NK-cell gene expression, as assessed by whole-transcriptome gene expression using TruSeq RNA sequencing, was also analyzed. The association of baseline variables, such as treatment arm, was evaluated using multivariate Cox regression models using a stepwise approach.Results: In this exploratory analysis, low baseline peripheral blood NKCC was associated with shorter progression-free survival (PFS) in both follicular lymphoma [hazard ratio (HR), 1.48; 95% confidence interval (CI), 1.02-2.14; P ¼ 0.04] and DLBCL (HR, 1.36; 95% CI, 1.01-1.83; P ¼ 0.04), and overall survival in follicular lymphoma (HR, 2.20; 95% CI, 1.26-3.86; P ¼ 0.0058). Low tumor NK-cell gene expression was associated with shorter PFS in G-CHOPtreated patients with DLBCL (HR, 1.95; 95% CI, 1.22-3.15; P < 0.01).Conclusions: These findings indicate that the number of NK cells in peripheral blood may affect the outcome of patients with B-cell non-Hodgkin lymphoma receiving anti-CD20based immunochemotherapy. a Multivariate analysis adjusted for treatment arm, number of planned CHOP cycles, IPI, geographic region, sex, bone marrow involvement, COO, and SPD. SPD, sum of products of diameter of up to six target lesions.Klanova et al.