For advancing lithium-ion battery (LIB) technologies, a detailed understanding of battery degradation mechanisms is important. In this article, experimental observations are provided to elucidate the relation between side reactions, mechanical degradation, and capacity loss in LIBs. Graphite/Li(Ni 1/3 Mn 1/3 Co 1/3 )O 2 cells of two very different initial anode/cathode capacity ratios (R, both R > 1) are assembled to investigate the electrochemical behavior. The initial charge capacity of the cathode is observed to be affected by the anode loading, indicating that the electrolyte reactions on the anode affect the electrolyte reactions on the cathode. Additionally, the rate of "marching" of the cathode is found to be affected by the anode loading. These findings attest to the "cross-talk" between the two electrodes. During cycling, the cell with the higher R value display a lower columbic efficiency, yet a lower capacity fade rate as compared to the cell with the smaller R. This supports the notion that columbic efficiency is not a perfect predictor of capacity fade. Capacity loss is attributed to the irreversible production of new solid electrolyte interphase (SEI) facilitated by the mechanical degradation of the SEI. The higher capacity fade in the cell with the lower R is explained with the theory of diffusion-induced stresses (DISs). Lithium-ion batteries (LIBs) are widely used in small, portable, electronic devices due to their high energy density, high voltage, low self-discharge rate, and good cycle performance.1,2 Yet, for automotive propulsion applications, LIBs need improvement in volumetric and gravimetric energy density and with performance over the life of the vehicle. This is one of the major motivations of researchers worldwide focusing on developing cheaper and more durable LIBs for applications such as hybrid vehicles, electric vehicles, and other large-scale energy storage systems.
3Capacity decay during storage and charge-discharge cycling is one of the major challenges that limit the life of LIBs. Instability of the electrolyte at the operating potentials results in side reactions on the electrode surfaces, part of which lead to the formation of solid electrolyte interphases (SEIs). [4][5][6][7] Side reactions may result in lower coulombic efficiency, loss of usable capacity of the cell, and increase of cell impedance. Cell performance degradation due to side reactions is termed as chemical degradation, which is known to be the main cause of lithium loss in well-made LIBs. 5,6,[8][9][10] These side reactions lead to marching of the charge and discharge endpoints.11,12 Such side reactions and their effects on the cell life are relatively less explored.The solid state diffusion of lithium atoms in and out of host electrode particles results in diffusion induced stresses (DISs) and volume changes in electrode particles during charge and discharge. Depending upon the operating conditions these stresses may have various effects on the electrodes such as mechanical fatigue and fracture of the electr...