HfO x N y thin-film formation on three-dimensional (3D) Si structures by electron cyclotron resonance (ECR) plasma sputtering was investigated. The sputtering conditions, particularly deposition pressure, and the process of HfO x N y formation, were optimized to prepare uniform films with good electrical properties. It was found that an increase in pressure during HfN deposition from 0.15 to 0.19 Pa improved the step coverage of the HfO x N y film in the sidewall region. Two different processes of HfO x N y thin-film formation using ECR plasma sputtering, namely, HfO 2 nitridation and HfN oxidation, were investigated to obtain uniform coverage by optimizing the deposition conditions. However, the interfacial layer (IL) growth was enhanced, which increased equivalent oxide thickness (EOT) in the case of HfO 2 nitridation. This problem was mitigated by HfN oxidation even for 3D structures. EOTs of 0.94 and 1.7 nm were obtained for the planar HfO x N y /Si and 3D HfO x N y /Si structures, respectively.