DNA enters the herpes simplex virus capsid by way of a ring-shaped structure called the portal. Each capsid contains a single portal, located at a unique capsid vertex, that is composed of 12 UL6 protein molecules. The position of the portal requires that capsid formation take place in such a way that a portal is incorporated into one of the 12 capsid vertices and excluded from all other locations, including the remaining 11 vertices. Since initiation or nucleation of capsid formation is a unique step in the overall assembly process, involvement of the portal in initiation has the potential to cause its incorporation into a unique vertex. In such a mode of assembly, the portal would need to be involved in initiation but not able to be inserted in subsequent assembly steps. We have used an in vitro capsid assembly system to test whether the portal is involved selectively in initiation. Portal incorporation was compared in capsids assembled from reactions in which (i) portals were present at the beginning of the assembly process and (ii) portals were added after assembly was under way. The results showed that portal-containing capsids were formed only if portals were present at the outset of assembly. A delay caused formation of capsids lacking portals. The findings indicate that if portals are present in reaction mixtures, a portal is incorporated during initiation or another early step in assembly. If no portals are present, assembly is initiated in another, possibly related, way that does not involve a portal.Assembly of herpes simplex virus type 1 (HSV-1) can be considered to begin with formation of the capsid. Capsids are produced in the infected cell nucleus, where they are also packaged with the double-stranded DNA (dsDNA) genome. Promptly after DNA is introduced, capsids transit to the cytoplasm, where they are enveloped to form mature virions (5, 21, 23).The HSV-1 capsid is closely similar in structure to the capsids of other herpesviruses. It is icosahedral in shape, and its major structural features are 162 capsomers. The capsomers are of three types: (i) hexons that form the capsid faces and edges, (ii) pentons that are located at 11 of the 12 capsid vertices, and (iii) the portal found at one of the 12 vertices. The 150 hexons are hexamers of the major capsid protein (UL19), while the 11 pentons are UL19 pentamers. The portal is a 12-mer of UL6, the portal protein. The portal is about the size of a hexon or penton and cylindrical, with an axial channel through which HSV-1 DNA passes as it is introduced into the capsid (32). The capsomers are connected in groups of three by the triplexes, trigonal structures that lie on the outer surface of the capsid floor (15,27,32,36).The mechanism of HSV-1 capsid formation has been examined in infected cells, in insect cells infected with recombinant baculoviruses (rBV) encoding HSV-1 capsid proteins, and in an in vitro assembly system (14,28,31,34). Such studies have demonstrated that assembly of closed icosahedral capsids requires the major capsid protein, the tr...