22As human population density and antibiotic exposure increases, specialised bacterial 23 subtypes have begun to emerge. Arising among species that are common commensals and 24 infrequent pathogens, antibiotic-resistant 'high-risk clones' have evolved to better survive in 25 the modern human. Here, we show that the major matrix porin (OmpK35) of Klebsiella 26 pneumoniae is not required in the mammalian host for colonisation, pathogenesis, nor for 27 antibiotic resistance, and that it is commonly absent in pathogenic isolates. This is found in 28 association with, but apparently independent of, a highly specific change in the co-regulated 29 partner porin, the osmoporin (OmpK36), which provides enhanced antibiotic resistance 30 without significant loss of fitness in the mammalian host. These features are common in well-31 described 'high-risk clones' of K. pneumoniae, as well as in unrelated members of this 32 species and similar adaptations are found in other members of the Enterobacteriaceae that 33 share this lifestyle. Available sequence data indicates evolutionary convergence, with 34 implications for the spread of lethal antibiotic-resistant pathogens in humans. 35 36 3 38 Author summary 39 Klebsiella pneumoniae is a Gram-negative enterobacteria and a significant cause of 40 human disease. It is a frequent agent of pneumonia, and systemic infections can have high 41 mortality rates (60%). OmpK35 and OmpK36 are the major co-regulated outer membrane 42 porins of K. pneumoniae. OmpK36 absence has been related to antibiotic resistance but 43 decreased bacterial fitness and diminished virulence. A mutation that constricts the porin 44 channel (Gly134Asp135 duplication in loop 3 of the porin, OmpK36GD) has been previously 45 observed and suggested as a solution to the fitness cost imposed by loss of OmpK36.
46In the present study we constructed isogenic mutants to verify this and test the impact 47 of these porin changes on antimicrobial resistance, fitness and virulence. Our results show 48 that loss of OmpK35 has no significant cost in bacterial survival in nutrient-rich 49 environments nor in the mammalian host, consistent with a predicted role outside that niche. 50 When directly compared with the complete loss of the partner osmoporin OmpK36, we found 51 that isogenic OmpK36GD strains maintain high levels of antibiotic resistance and that the 52 GD duplication significantly reduces neither gut colonisation nor pathogenicity in a 53 pneumonia mouse model. These changes are widespread in unrelated genomes. Our data 54 provide clear evidences that specific variations in the loop 3 of OmpK36 and the absence of 55 OmpK35 in K. pneumoniae clinical isolates are examples of successful adaptation to human 56 colonization/infection and antibiotic pressure, and are features of a fundamental evolutionary 57 shift in this important human pathogen. 58 4 59