It is commonly believed that the impact of the top electrodes
on
the ferroelectricity of hafnium-based thin films is due to strain
engineering. However, several anomalies have occurred that put existing
theories in doubt. This work carries out a detailed study of this
issue using both theoretical and experimental approaches. The 10 nm
Hf0.5Zr0.5O2 (HZO) films are prepared
by atomic layer deposition, and three different top capping electrodes
(W/MO/ITO) are deposited by physical vapor deposition. The electrical
testing finds that the strain does not completely control the ferroelectricity
of the devices. The results of further piezoelectric force microscopy
characterization exclude the potential interference of the top capping
electrodes and interface for electrical testing. In addition, through
atomic force microscopy characterization and statistical analysis,
a strong correlation between the grain size of the top electrode and
the grain size of the HZO film has been found, suggesting that the
grain size of the top electrode can induce the formation of the grain
size in HZO thin films. Finally, the first-principles calculation
is carried out to understand the impact of the strain and grain size
on the ferroelectric properties of HZO films. The results show that
the strain is the dominant factor for ferroelectricity when the grain
size is large (>10 nm). However, when the grain size becomes thinner
(<10 nm), the regulation effect of grain sizes increases significantly,
which could bring a series of benefits for device scaling, such as
device-to-device variations, film uniformity, and domain switch consistency.
This work not only completes the understanding of ferroelectricity
through top electrode modulation but also provides strong support
for the precise regulation of ferroelectricity of nanoscale devices
and ultrathin HZO ferroelectric films.