d-Lactones are subunits of numerous natural and unnatural products that display a wide range of biological activity. In many cases they show high efficacy as antibacterial, [1] antiviral (HIV protease inhibitors), [2] anticancer, [3] immunosuppressive, [4] or cholesterol-lowering agents (HMGR inhibitors). [5] For example, the majority of statin drugs such as Lipitor and Zocor, the worlds best-selling drugs in 2004, contain a bhydroxy-d-lactone moiety or the corresponding open-chain dhydroxy carboxylate form. [6] In addition, d-lactones are very useful building blocks for the synthesis of bioactive compounds. [7] Many approaches, most often multistep procedures, have been elaborated for the preparation of d-lactones. [8] The most direct route to a,b-unsaturated d-lactones is based on hetero-Diels-Alder (HDA) reactions. [9] In order to generate directly the desired oxidation state, a vinylketene equivalent such as a vinylketene acetal is required as the diene component. It has been reasoned though that twofold substitution at the butadiene terminus has a deleterious effect upon the enantioselectivity of HDA reactions, thus explaining why these dienes have been less frequently used in asymmetric HDA reactions than Danishefsky-type dienes. [10] Up to now, only three highly enantioselective, catalytic HDA-based methodologies using a vinylketene acetal have been reported, [11][12][13] which are all restricted to the use of Brassard-type dienes (1,3dialkoxy-1-(trimethylsiloxy)butadienes) [14] and aromatic aldehydes [15] and which all require long reaction times (48-72 h) to provide useful yields.We present herein a new concept for the synthesis of a,bunsaturated d-lactones 6 which circumvents the preformation, isolation, and purification of moisture-and acid-sensitive vinylketene acetals. Our work was based on the hypothesis that substituted vinylketenes 2 should be formed in situ by dehydrohalogenation of a,b-unsaturated acid chlorides 1 (Scheme 1). [16] Vinylketenes are known to be inherently unstable species, [17] but they might be trapped and at the same time activated as a diene component of a Diels-Alder reaction by an enantiopure tertiary amine, thus forming an enantiomerically pure zwitterionic dienolate 4. This type of species was supposed to be reactive enough, in an s-cis conformation, to undergo [4+2] cycloadditions with aldehydes, by either a stepwise or a concerted mechanism. Our investigations were inspired by the tertiary-amine-catalyzed asymmetric synthesis of b-lactones from ketene via zwitterionic enolate intermediates. [18] Because of the considerable homology of 4 to vinylketene acetals, the intermediate formation of these dienolates was anticipated to overcome the pronounced tendency of vinylketenes to preferentially undergo [2+2] cycloaddition reactions. [19] 3,4-Dimethylpent-2-enoyl chloride (1 a; R 1 = iPr) and trichloroacetaldehyde (chloral, 5 a; R 2 = CCl 3 ) were chosen as model substrates for the development of this process. Initial experiments in acetonitrile at À15 8C using stoichiometric ...