A variety of metal
catalysts from around the periodic table have
been studied for the ring-opening polymerization (ROP) of cyclic esters.
Within this field, group V catalysts have been rarely explored. To
better understand the effect the choice of metal and ligand has on
ROP activity, a series of 10 niobium and tantalum alkoxide catalysts,
supported by a range of phenoxyimine ligands, were synthesized. The
electronics and steric bulk of the ligands were varied on the phenoxy
group (
t
Bu, Cl, and OMe) and the imine
group (Ph; 2,6-diMePh; 2,6-di
i
PrPh; and
2,4,6-tri
t
BuPh) to probe their effect
on the catalyst structure and activity. Catalysts were characterized
with 1D, 2D, and variable-temperature NMR techniques to determine
their structure in solution. Single crystal X-ray diffraction studies
were conducted to establish their solid-state structure. The 10 catalysts
are pseudo-octahedral, and each shows ligand coordination through
phenoxy-oxygen and imine-nitrogen (O,N). In the case of the
o
-vanillin ligand set, however, evidence was found for O,O-coordination
of the ligand when the steric encumbrance of the imine-nitrogen was
increased. Each catalyst was active for the ring-opening polymerization
of both
rac
-lactide (LA) and ε-caprolactone
(CL) in the absence of solvent at 140 °C. In the case of CL,
the catalysts supported by chloro-containing ligands showed the most
polymerization control based on final polymer molecular weight and
dispersity. Ligand trends were less clear for the polymerization of
LA, though in all cases the catalysts were more controlled than the
parent homoleptic alkoxide [M(OEt)
5
; M = Nb or Ta]. The
most promising catalyst in the family was tested for copolymerization
activity of LA and CL in one pot. Copolymerization of the two monomers
was successful and yielded random poly(caprolactone-
co
-lactide).