Mechanisms of chain propagation and β-hydride transfer (BHT) chain termination stages
of poly- and oligomerization of ethylene by catalysts of general formula [2,6-(CR1N((2-R2)(4-R4)(6-R3)C6H2)2C5H3N]FeCl2 were studied theoretically. Density functional (B3LYP) and
integrated molecular orbitals + molecular mechanics (IMOMM) methods were applied
respectively to a model (“low steric bulk”, LSB) system, [2,6-(CHNH)2C5H3N]FeCH3
+, and
one of the catalytic (“high steric bulk”, HSB) systems studied experimentally, [2,6-(CMeN(2,6-iPr2C6H3))2C5H3N]FeCH3
+. We find that two axial ligands are required in order
for the d
z
2
orbital (with the trichelating ligand defining the equatorial xy plane) to be
destabilized and for the singlet to be the ground state and that this is realized in BHT chain
termination related species. In contrast, in the chain propagation region of potential energy
surface (PES) only one axial ligand is present, where, consequently, the d
z
2
orbital is singly
occupied and the singlet becomes a low lying excited state. Our calculations on the LSB
system place the lowest (singlet) BHT transition state (TS) 5.7 kcal/mol lower than the lowest
(quintet and singlet) chain propagation TSs. Inclusion of both zero point energy and entropy
corrections, namely, the Gibbs free energy, notably favors higher spin states, in which metal−ligand antibonding orbitals are occupied. This effect should be of general character for highly
coordinated open shell transition metal complexes. On the Gibbs free energy surface of the
LSB system, the lowest singlet BHT TS is only 1.0 kcal/mol lower than the lowest quintet
chain propagation TS. In the HSB system, the axial positions are sterically destabilized.
The main effect of increasing the steric bulk in axial position is the differentiation of the
two ways of “saturating” the d
z
2
orbital, one by destabilizing it, as in singlet species, and the
other by populating it with Fe's d electron, in favor of the latter. On the PES of the HSB
system, the lowest BHT TS lies 17.6 kcal/mol higher than the lowest chain propagation TS.
This is in agreement with the experimentally observed suppression of BHT chain termination
upon increase in steric bulk.