A theoretical analysis of the double proton transfer (PT) in a hydrogen-bonded N-heterocyclic base pair is presented. The calculated (time-dependent density functional theory) double PT barrier calculated for the concerted process of the 7-azaindole C2h dimer in the first excited singlet electronic state S1 conforms well to the kinetic data and the photophysical evidence reported in this article. The calculated PT energy barrier of 4.8 kcal͞mol height, and the corresponding zero point energy value, yield for the S1 state an activation energy barrier of 0.3 kcal͞mol. This finding implies that the double PT concerted process is almost barrierless, confirming previous experiments. Upon N-H deuteration of the 7-azaindole dimer, the theoretical excited-state activation energy for the double deuterium transfer is determined to be 1.4 kcal͞mol, in agreement with experiment, which in low-temperature spectroscopy is shown to negate excited-state double-deuteron transfer.
Multiple H-bonded base-pairing as a fundamental element of DNA structure was introduced by Watson and Crick (1), using the stable keto-tautomer base forms. They included consideration of the possibility of mutations by tautomeric proton transfer (PT) shifts. The example (2, 3) of an anomalous (imino tautomer) adenine-cytosine (AЈC) pairing could arise from a biprotonic phototautomerism in a normal AT pair, in which the excited-state electronic redistribution would catalyze a simultaneous two-proton flip. A model base pair for such a biprotonic phototautomeric shift is 7-azaindole (7AI) H-bonded dimer (4), now a much-studied example (Scheme 1). This phenomenon has been demonstrated to represent a concerted process over a double-minimum potential energy (PE) curve (refs. 5-7; see also ref. 8 and references therein). Earlier quantum chemical calculations (9, 10) on DNA base-pair mutations concentrated on ground electronic-state proton tunneling. However, for a normal tautomer to be converted to an anomalous (more stable) form with a lower potential minimum as a driving force for tautomerization, electronic excitation is an essential step. In this article, we present the refinements in the quantum mechanical (QM) theory needed to yield a reliable and more accurate PE curve for the tautomeric conversion. The PE curve for the centro-symmetric dimer of 7AI biprotonic phototautomerism is given, and the resultant excitation energy was analyzed for N-H-and N-D-substituted species, explaining the blocking of the photo-tautomerization in the latter.In recent years the subject of anomalous DNA base-pairings as a result of proton shifts within the H bonds has been the subject of accelerated study. The new interest has been stimulated by the application of ultra-fast laser excitation techniques and advances in QM molecular theories and calculations. Watson and Crick's initiating work (1-3) on DNA structure also focused attention on the possible production of anomalous base-pairing as a result of PT tautomeric shifts. Molecular spectroscopy has shown that tautomers unst...