energy exchange with defects. [2,12] The strength of the cooperative processes and their effect on the optical properties of an NC ensemble depend on the characteristics of the individual NCs themselves as well as on the ensemble properties, such as NC density and proximity, [13] confining potential of the embedding matrix [14] and its quality, etc. [6] The cooperative processes typically involve an energy barrier for their activation, and therefore will change with the excitation energy. On the other hand, it is well known that the Kasha-Vavilov rule, [15] which states that the PL QY is independent of the excitation energy, is frequently violated for colloidal semiconductor NCs, [16] since carriers that are photogenerated higher in the conduction/ valence bands experience an increased probability of capturing at defect states and/or escape to the outside of an NC, leading to its ionization [10] and a temporal loss of optical activity. In result, the PL QY of the NCs decreases typically at short pump wavelengths. In this study, we investigate the excitation energy dependence of the PL QY for Si NC layers and find that it varies strongly in different samples. We investigate and discuss possible physical mechanisms influencing the PL QY at different excitation energies and conclude on an important role of impact excitation and parasitic absorption.
Sample PreparationThe samples used in this study were produced by a co-sputtering method in the form of multilayer (ML) structures, featuring multiple stacks (up to 100) of 3.5 nm thin active layers of Si NCs separated by SiO 2 barriers. In this process, two sputtering guns, with Si and SiO 2 targets, are used. By operating both guns simultaneously, an Si-rich substoichiometric SiO x "active" layer can be grown, while solely the gun with silicon dioxide is applied to develop a barrier layer of pure SiO 2 . The atomic composition of the active layer can be tuned by adjusting the power of the guns, and the layer thickness is controlled by the exposure time. For the samples investigated in this study, the silicon excess of 15%, 25%, and 30% was used in the active layer. The barrier thickness between two adjacent active layers was set at 5 nm to avoid exciton diffusion between these layers. [17] Extensive past research [18,19] has shown that, in contrast to thick homogeneous layers of Si NCs in SiO 2 , ML structures allow for a better size control and therefore yield ensembles with a more narrow size distribution.This study investigates the photoluminescence quantum yield for cosputtered solid-state dispersions of Si nanocrystals in SiO 2 with different size and density, and concludes that the absolute value of the photoluminescence quantum yield shows a varied dependence on the excitation energy. Physical mechanisms influencing the photoluminescence quantum yield at different excitation energy ranges are considered. Based on the experimental evidence, this study proposes a generalized description of the excitation dependence of photoluminescence quantum yield of Si nanocrys...