Sequence-aware multimodal page classification of Brazilian legal documents

Abstract

The Brazilian Supreme Court receives tens of thousands of cases each semester. Court employees spend thousands of hours to execute the initial analysis and classification of those cases-which takes effort away from posterior, more complex stages of the case management workflow. In this paper, we explore multimodal classification of documents from Brazil's Supreme Court. We train and evaluate our methods on a novel multimodal dataset of 6,510 lawsuits (339,478 pages) with manual annotation assigning each page to one of six classes. Each lawsuit is an ordered sequence of pages, which are stored both as an image and as a corresponding text extracted through optical character recognition. We first train two unimodal classifiers: a ResNet pretrained on ImageNet is fine-tuned on the images, and a convolutional network with filters of multiple kernel sizes is trained from scratch on document texts. We use them as extractors of visual and textual features, which are then combined through our proposed Fusion This preprint, which was originally written on 8 April 2021, has not undergone peer review or any post-submission improvements or corrections. The Version of Record of this article is published in the International Journal on Document Analysis and Recognition (IJDAR), and

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