The active and selective electrochemical reduction of
CO2 to value-added chemical intermediates can offer a sustainable
route
for the conversion of CO2 to chemicals and fuels, thus
helping to mitigate greenhouse gas emissions and enabling intermittent
energy from renewable sources. Alkaline solutions are often the preferred
media for the electrocatalytic CO2 reduction reaction (CO2RR) as they provide high current densities and low overpotentials
while suppressing the hydrogen evolution side reaction. Recent experiments
carried out on Au and Ag in KOH, as well as other electrolytes, including
KHCO3, K2CO3, and KCl, showed that
increasing electrolyte concentration lowered onset potentials, increased
Faradaic efficiencies to CO, and improved current densities. Herein,
we carry out potential-dependent ab initio molecular dynamic (AIMD)
simulations along with density functional theory (DFT) calculations
using explicit KOH electrolyte and H2O solution molecules
to examine the influence of OH– anions and the KOH
electrolyte on the elementary steps and their corresponding energetics
in the mechanism for CO2 reduction. The simulations indicate
that the first electron transfer step to CO2 to form the
adsorbed *CO2
(•−) radical anion
is rate-limiting, while the subsequent proton and electron transfer
steps are facile and downhill in energy at reducing potentials. The
OH– anions present in the solution can adsorb on
the Au cathode down to potentials as low as ∼ −3 V (SCE).
This enables the OH– anions to transfer electrons
to the Au cathode and into antibonding 2π* orbitals of CO2, thus facilitating the rate-determining adsorption and electron
transfer to CO2 to form the adsorbed *CO2
(•−) radical anion. Increasing the concentration
of the K+OH– electrolyte reduces the
barrier for the electrocatalytic reduction of CO2 and thus
improves the current density, consistent with the reported experimental
results. The *CO2
(•−) radical
anion that forms subsequently undergoes facile proton transfer from
a vicinal water molecule in solution to form the hydroxy carbonyl
(*HOCO) intermediate that readily undergoes subsequent proton and
electron transfer from a second water molecule to form CO and OH– at a potential of ∼ −1.2 V SCE. While
the formation of formate (HCOO–) is thermodynamically
favorable, the direct hydrogenation of *CO2
(•−) as well as the intramolecular proton transfer via *HOCO to form HCOO– are kinetically unfavored.
The presence of OH– anions near the surface also
facilitates the formation of bicarbonate (HCO3
–) at lower potentials. The bicarbonate that forms can be converted
to the reactive *HOCO intermediate at more negative potentials that
subsequently reacts to form CO and regenerate OH–. The results discussed herein help provide a more detailed understanding
of the interplay between the OH–, K+,
H2O, and reaction intermediates on the Au surface in the
electric double layer and their influence on the onset potential,
electrocatalytic activity, and selectivity for CO2RR.