The
factors controlling the reactivity and exo/endo selectivity of Diels–Alder reactions
of geminal bis(silyl) dienes catalyzed by AlEt2Cl are studied
at the B3LYP-D3(BJ)(SMD,CH2Cl2)/6-31++G**//B3LYP-D3(BJ)(SMD,CH2Cl2)/6-31+G* theoretical level. The reaction proceeds
via a two-stage one-step mechanism, and the AlEt2Cl as
a Lewis acid catalyst enhances the electrophilicity of the carbonyl
compound by coordination, consequently accelerating a cycloaddition
reaction with a low energy barrier. A geminal bis(silyl) group of
the diene and an α-substituent in α,β-unsaturated carbonyl compounds adjust the interaction energy (ΔE
int) as well as the deformation energy (ΔE
strain) of the diene and dienophile, affecting
the barrier height and the diastereochemical outcome accordingly.
The steric repulsion between the geminal bis(silyl) group and Al(III)
catalyst increases the Pauli repulsion energy (ΔE
Pauli) and strain energy of dienophile fragment (ΔE
strain(dienophile‑LA)) in the endo pathway, ensuring the exo selectivity.
The introduction of a halogen atom (Cl or Br) or methyl group at the α-position of α,β-unsaturated
carbonyl compounds increases the deformation energy of the diene fragment.
Meanwhile, the noncovalent interactions (that is, dispersion and electrostatic
interaction) stabilize the endo transition state,
leading to predominant endo products. The theoretical
predictions of the exo/endo selectivity
for Diels–Alder reactions of the substituted α,β-unsaturated carbonyl compound with Cl or Br atoms by the DFT method
are also well confirmed by experiment.