Abstract. For analytic functions in the unit disk, general bounds on the Schwarzian derivative in terms of Nehari functions are shown to imply uniform local univalence and in some cases finite and bounded valence. Similar results are obtained for the Weierstrass-Enneper lifts of planar harmonic mappings to their associated minimal surfaces. Finally certain classes of harmonic mappings are shown to have finite Schwarzian norm. §1. Introduction.The Schwarzian derivative of an analytic locally univalent function f is defined byMore generally, if g is any function analytic and locally univalent on the range of f , thenAs a special case, S(g • T ) = ((Sg) • T )T ′ 2 , since ST = 0 for every Möbius transformation T . For an arbitrary analytic function ψ, the functions f with Schwarzian Sf = 2ψ are those of the form f = w 1 /w 2 , where w 1 and w 2 are linearly independent solutions of the linear differential equation w ′′ + ψw = 0. It follows that Sf = Sg implies f = T • g for some Möbius transformation T . In particular, Möbius transformations are the only functions with Sf = 0. Nehari [14] found that certain estimates on the Schwarzian imply global univalence. Specifically, he showed that if f is analytic and locally univalent in the unit disk D and its Schwarzian satisfies either |Sf (z)| ≤ 2(1 − |z| 2 ) −2 or |Sf (z)| ≤ π 2 /2 for all z ∈ D, then f is univalent in D. Pokornyi [18] then stated, and Nehari [15] proved, that the condition |Sf (z)| ≤ 4(1 − |z| 2 ) −1 also implies univalence. In fact, Nehari [15] unified all three criteria by proving that f is univalent under the The authors are supported by Fondecyt Grant # 1030589.