Purpose: To develop a procedure that enhances enrollment and addresses ethical issues associated with participation in genetic family studies. Methods: The Contextual Assessment Approach (CAA) was standardized to the recruitment procedures in the Family Investigation of Nephropathy and Diabetes (FIND) study at the University of Texas Health Science Center at San Antonio. Structured interviews with the CAA questionnaire (CAA-Q) were conducted with 50 low-income Mexican-American probands. The CAA allows systematic interpretation of health beliefs, family dynamics, and attitudes regarding participation in FIND. Data analyses included qualitative and quantitative methods. Results: CAA analyses of probands' perspectives regarding relatives' enrollment in FIND facilitated recruiting 34 probands from whom 30 families were enrolled (family enrollment rate: 88%). CAA reduced recruitment efforts by 32% and avoided exerting undue pressure on unwilling participants to ensure voluntary participation. Remarkably, 76% of the subjects were unaware of any risk associated with participation in genetic family studies. Conclusions: Administering the CAA-Q before enrolling subjects in FIND increased our enrollment rate by targeting efforts toward the willing subjects and addressing ethical issues associated with their participation. Genet Med 2002:4(6):451-463.
Key Words: genetic family studies, ethical issues, Contextual Assessment ApproachThe prevalence of type 2 diabetes (T2DM) in Mexican Americans is two to three times higher than in the general population, predisposing them to develop diabetic nephropathy (DN) more than non-Hispanic whites. 1 DN (occurring mainly in adults) clusters in families with T2DM, suggesting that there is a genetic susceptibility for its development and progression. 2 The main goal of the Family Investigation of Nephropathy and Diabetes (FIND) study is to identify gene(s) involved in the development of DN (http://darwin.cwru.edu/ FIND). As a Participating Investigation Center in FIND, we are recruiting Mexican-American DN probands (first affected family member recruited into the study) with a family history of T2DM and their siblings and parents living in the San Antonio metropolitan area. FIND inclusion criteria include recruiting probands who have advanced nephropathy secondary to T2DM and have both living, willing parents or at least one sibling with T2DM or DN.The success of a genetic family study (GFS) depends on recruiters' ability to enroll a sufficient number of probands and their relatives. Enrollment of probands and select family members is influenced by a variety of factors including social, cultural, and ethical components. 3 One important ethical issue is to ensure subjects' informed, voluntary consent prior to their participation in GFS. 4 Understanding these factors will enhance enrollment and address ethical issues associated with participation in GFS. In this report, we introduce the Contextual Assessment Approach (CAA), a method that we found helpful while conducting 50 structured inte...