A theoretical study of RF-photonic channelizers using four architectures formed by active integrated filters with tunable gains is presented. The integrated filters are enabled by two- and four-port nano-photonic couplers (NPCs). Lossless and three individual manufacturing cases with high transmission, high reflection, and symmetric couplers are assumed in the work. NPCs behavior is dependent upon the phenomenon of frustrated total internal reflection. Experimentally, photonic channelizers are fabricated in one single semiconductor chip on multi-quantum well epitaxial InP wafers using conventional microelectronics processing techniques. A state space modeling approach is used to derive the transfer functions and analyze the stability of these filters. The ability of adapting using the gains is demonstrated. Our simulation results indicate that the characteristic bandpass and notch filter responses of each structure are the basis of channelizer architectures, and optical gain may be used to adjust filter parameters to obtain a desired frequency magnitude response, especially in the range of 1–5 GHz for the chip with a coupler separation of ∼9 mm. Preliminarily, the measurement of spectral response shows enhancement of quality factor by using higher optical gains. The present compact active filters on an InP-based integrated photonic circuit hold the potential for a variety of channelizer applications. Compared to a pure RF channelizer, photonic channelizers may perform both channelization and down-conversion in an optical domain.

A system theoretic model of a unit cell of a two-dimensional tunable lattice filter architecture consisting of four 4-port couplers and four waveguides containing semiconductor optical amplifiers is provided. It is shown that such multiple input-multiple output devices can be modeled in state space and by transfer function matrices. This modeling can also be extended to devices constructed by concatenations of the basic building block, the unit cell.

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In this paper, we study the synthesis of asymptotically stable filters from a unit cell of a two-dimensional tunable lattice filter architecture consisting of four four-port couplers and four waveguides containing semiconductor optical amplifiers. Upper bounds on the number of gains that will produce a filter with a priori prescribed poles, for a specific system, are obtained. We also provide sufficient conditions on the reflection-type coefficients, characterizing each four-port coupler, which ensure that real-valued gains, taking values in [0,1], exist so that the filter is asymptotically stable. Finally, we motivate the notion of a transmission zero of a filter and discuss the possibility of simultaneously placing both poles and transmission zeros for the unit cell.

In this work, we consider design questions for an active optical lattice filter, which is being manufactured at the University of Texas at Dallas, and which has proven to be useful in the signal processing task of RF channelization. The filter can be described by a linear, discrete time state space model. The controlling agents, the gains, are embedded in the matrices intervening in this state space model. Consequently, techniques from linear feedback control theory do not apply. We concentrate on the question of finding real valued gains so that the A matrix of the state space model has a prescribed characteristic polynomial. We find that three of the coefficients can be arbitrarily picked, but that the remaining are constrained by these and the other system parameters. Our techniques use methods from constructive algebraic geometry.