Novel, double-chained pyridinium compounds have been developed that display highly efficient DNA transfection properties. The transfection efficiency of several of these compounds is enhanced by an order of magnitude, when compared with the transfection efficiency accomplished with the widely used cationic lipid system, lipofectin. Most importantly, the pyridinium compounds were found to be essentially nontoxic toward cells. Using various reporter genes, such as ␤-galactosidase and pNEO (a gene construct that renders cells resistent to antibiotic derivatives of neomycin like G418), we demonstrate that the enhanced efficiency relates to the fact that a relative higher number of cells in the population is transfected (Ϸ50% in the case of COS cells) by the pyridinium derivatives, whereas the delivery of DNA per cell is also enhanced. Furthermore, application of the pyridinium derivatives shows little cellular preference in their ability to transfect cells. By systematically modifying the structure of the pyridinium amphiphile, i.e., by changing either the headgroup structure or the alkyl chains, some insight was obtained that may lead to unraveling the mechanism of amphiphile-mediated transfection, and thus to protocols that further optimize the carrier properties of the amphiphile. Our results reveal that unsaturated alkyl chains enhance the transfection properties of the pyridinium-based amphiphiles. Preliminary experiments suggest that the structure-dependent improvement of transfection efficiency, when comparing pyridinium derivatives with lipofectin, likely relates to the mechanism of delivery rather than the packaging of the amphiphile͞DNA complex.

Pyridinium amphiphiles, abbreviated as SAINT, are highly efficient vectors for delivery of DNA into cells. Within a group of structurally related compounds that differ in transfection capacity, we have investigated the role of the shape and structure of the pyridinium molecule on the stability of bilayers formed from a given SAINT and dioleoylphosphatidylethanolamine (DOPE) and on the polymorphism of SAINT/DOPE-DNA complexes. Using electron microscopy and small angle x-ray scattering, a relationship was established between the structure, stability, and morphology of the lipoplexes and their transfection efficiency. The structure with the lowest ratio of the cross-sectional area occupied by polar over hydrophobic domains (SAINT-2) formed the most unstable bilayers when mixed with DOPE and tended to convert into the hexagonal structure. In SAINT-2-containing lipoplexes, a hexagonal topology was apparent, provided that DOPE was present and complex assembly occurred in 150 mM NaCl. If not, a lamellar phase was obtained, as for lipoplexes prepared from geometrically more balanced SAINT structures. The hexagonal topology strongly promotes transfection efficiency, whereas a strongly reduced activity is seen for complexes displaying the lamellar topology. We conclude that in the DOPE-containing complexes the molecular shape and the nonbilayer preferences of the cationic lipid control the topology of the lipoplex and thereby the transfection efficiency.

In a recent report, we presented data on the rich and unusual pH-dependent aggregation behavior of a sugar-based (reduced glucose) gemini surfactant (Johnsson et al. J. Am. Chem. Soc. 2003, 125, 757). In the present study, we extend the previous investigation by introducing a different sugar headgroup (reduced mannose), by varying the spacer between the two main surfactant parts, and by introducing, in one of the surfactants, an amide linkage (instead of an amine linkage) between the headgroup and the unsaturated (C18:1) hydrocarbon tails. The aggregation behavior of these four gemini surfactants has been studied and compared by means of light scattering, cryo-transmission electron microscopy, electrophoretic mobility, and fluorescence measurements. We find that all four surfactants form vesicles near neutral or high pH. However, the vesicles made from the amine-containing geminis are transformed into cylindrical or wormlike micelles at lower pH values (pH < ∼5.5). The micellization is driven mainly by an increased electrostatic repulsion, caused by the protonation of the tertiary amino groups, and we find that the nature of the sugar or spacer has little influence on this process. At low pH (pH 2), solely small globular micelles are found, and the critical micelle concentration at this pH is about 0.005-0.010 mM for the different amine-containing surfactants. As was expected, the gemini surfactant with the amide instead of the amine functional groups in the headgroup does not undergo the vesicle-to-micelle transition but displays only vesicle formation within the investigated pH range. The electrophoretic mobility measurements on the vesicular samples formed from the amine-containing geminis show that the vesicles are cationic below pH ∼7-7.5; however, the vesicles acquire a substantial negative charge at a higher pH. The most probable explanation for this charge reversal is a strong adsorption (or binding) of hydroxide ions onto the vesicle surface. In accordance with this hypothesis, we find that the vesicles made from the amide-containing gemini are anionic (no protonation) even at a low pH (pH <5). Using a simple Poisson-Boltzmann model, we are able to describe the obtained ζ-potential profiles reasonably well and derive a hydroxide-ion binding constant (KOH) for the respective systems. We find that the nature of the sugar does have a small influence on KOH. The colloidal stability of all four types of the gemini vesicles seems to be well-described by the classical Derjaguin-Landau-Verwey-Overbeek theory, and the vesicles aggregate/flocculate rapidly in the limit of low surface potential. However, the flocculated vesicles can be easily redispersed by, for example, raising the pH of the solution, and this flocculation/redispersal process is completely reversible.

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Pyridinium amphiphiles have found practical use for the delivery of DNA into cells. Starting from 4‐methylpyridine, a general synthesis has been devised for the production of pyridinium amphiphiles which allows variation in both the hydrophobic part and in the headgroup area of the compounds. By means of differential scanning microcalorimetry, zeta potential, particle size measurements and cryo electron microscopy, some characteristics of the pyridinium amphiphile/DNA complexes have been determined.