This paper proposes a new user grouping algorithm and three-dimensional (3D) angular-based hybrid precoding (AB-HP) scheme for massive multi-user multiple-input multiple-output (MU-MIMO) systems using uniform rectangular arrays (URA). At first, the users clustered in multiple spots are efficiently grouped according to the proposed user grouping algorithm, which only utilizes the user angle-of-departure (AoD) information and does not require prior knowledge of the number of user groups. By employing the AoD support of the user groups, the RF-beamformer of AB-HP is designed to reduce the inter-group interference, the channel state information (CSI) overhead, and the number of RF chains. Then, the digital baseband precoder of AB-HP is constructed via regularized zero-forcing (RZF) using the effective channel seen from baseband to simultaneously serve the users clustered in multiple groups, by considering three approaches: joint-group-processing (JGP), per-group-processing (PGP) and common-group-processing (CGP). For each approach, the signal-to-interference-plus-noise ratio (SINR) expressions as well as their tight deterministic approximations are derived. To further reduce the number of RF chains, we also propose a new transfer block design, which reduces the number of RF chains down to the number of independent data streams without penalizing the sum-rate performance. Illustrative results reveal that the proposed AB-HP schemes with the relaxed CSI estimation overhead and reduced hardware cost/complexity can closely approach to the sum-rate performance of the single-stage fully-digital precoding (FDP). Furthermore, AB-HP has considerably higher energy efficiency performance compared to FDP due to the reduced number of RF chains. We show through simulation that the proposed AB-HP can offer significantly better performance than existing HP techniques. The computational complexity of AB-HP is also analyzed.INDEX TERMS Massive MIMO, 3D hybrid precoding, user grouping, angle of departure (AoD), uniform rectangular array (URA), RF chain reduction.
Millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) systems have been considered as one of the primary candidates for the fifth generation (5G) and beyond 5G wireless communication networks to satisfy the ever-increasing capacity demands. Full-duplex technology can further enhance the advantages of mmWave massive MIMO systems. However, the strong self-interference (SI) is the major limiting factor in the full-duplex technology. Hence, this paper proposes a novel angular-based joint hybrid precoding/combining (AB-JHPC) technique for the full-duplex mmWave massive-MIMO systems. Our primary goals are listed as: (i) improving the self-interference cancellation (SIC), (ii) increasing the intended signal power, (iii) decreasing the channel estimation overhead, (iv) designing the massive MIMO systems with a low number of RF chains. First, the RF-stage of AB-JHPC is developed via slow time-varying angle-of-departure (AoD) and angle-of-arrival (AoA) information. A joint transmit/receive RF beamformer design is proposed for covering (excluding) the AoD/AoA support of intended (SI) channel. Second, the BB-stage of AB-JHPC is constructed via the reduced-size effective intended channel. After using the well-known singular value decomposition (SVD) approach at the BB-stage, we also propose a new semi-blind minimum mean square error (S-MMSE) technique to further suppress the residual SI power by using AoD/AoA parameters. Thus, the instantaneous SI channel knowledge is not needed in the proposed AB-JHPC technique. Finally, we consider a transfer block architecture to minimize the number of RF chains. The numerical results demonstrate that the SI signal is remarkably canceled via the proposed AB-JHPC technique. It is shown that AB-JHPC achieves 85.7 dB SIC and the total amount of SIC almost linearly increases via antenna isolation techniques. We observe that the proposed full-duplex mmWave massive MIMO systems double the achievable rate capacity compared to its half-duplex counterpart as the antenna array size increases and the transmit/receive antenna isolation improves. Moreover, the proposed S-MMSE algorithm provides considerably high capacity than the conventional SVD approach.Index Terms-Full-duplex, massive MIMO, millimeter wave communications, hybrid precoding, hybrid combining, low CSI overhead, RF chain, semi-blind MMSE, energy efficiency, imperfect angle information.
This paper investigates a multi-user massive multiple-input multiple-output (MU-mMIMO) hybrid precoding (HP) scheme using low-resolution phase shifters (PSs) and digital-to-analog converters (DACs). The proposed HP approach involves two stages: RF beamforming based on the slowly time-varying channel second-order correlation matrix, and baseband MU precoding based on the instantaneous effective baseband channel to mitigate MU-interference by a regularized zero-forcing (RZF) technique. We consider three HP design architectures: (i) HP using full-resolution PSs and DACs, with a baseband transfer block for constant-modulus RF beamformer, (ii) HP using b-bit PSs and full-resolution DACs, with an orthogonal matching pursuit (OMP) based algorithm that can approach the optimal unconstrained RF beamformer, and (iii) HP using b-bit PSs and q-bit DACs, taking into account also DAC quantization noise. Illustrative results show that the proposed HP schemes with low-resolution PSs can approach the sum-rate of full-resolution PSs by using only 2-bit PSs, while offering higher energy efficiency. Furthermore, a study of sum-rate results for various PS and DAC quantization levels reveals that HP can achieve near-optimal performance with only 2-bit PSs and 5-bit DACs. Moreover, a comparison of the different array configurations, namely, uniform linear array (ULA), uniform circular array (UCA), uniform rectangular array (URA), and concentric circular array (CCA), indicates that URA and CCA outperform UCA and ULA in terms of spectral and energy efficiencies.Index Terms-Massive multiple-input multiple-output (mMIMO), hybrid precoding, energy efficiency, low-resolution digital-toanalog converters (DACs), low-resolution phase shifters (PSs), uniform linear array (ULA), uniform circular array (UCA), uniform rectangular array (URA), concentric circular array (CCA).
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