BackgroundIn humans, traumatic experiences are sometimes followed by psychiatric disorders. In chimpanzees, studies have demonstrated an association between traumatic events and the emergence of behavioral disturbances resembling posttraumatic stress disorder (PTSD) and depression. We addressed the following central question: Do chimpanzees develop posttraumatic symptoms, in the form of abnormal behaviors, which cluster into syndromes similar to those described in human mood and anxiety disorders?Methodology/Principal FindingsIn phase 1 of this study, we accessed case reports of chimpanzees who had been reportedly subjected to traumatic events, such as maternal separation, social isolation, experimentation, or similar experiences. We applied and tested DSM-IV criteria for PTSD and major depression to published case reports of 20 chimpanzees identified through PrimateLit. Additionally, using the DSM-IV criteria and ethograms as guides, we developed behaviorally anchored alternative criteria that were applied to the case reports. A small number of chimpanzees in the case studies met DSM-IV criteria for PTSD and depression. Measures of inter-rater reliability, including Fleiss' kappa and percentage agreement, were higher with use of the alternative criteria for PTSD and depression. In phase 2, the alternative criteria were applied to chimpanzees living in wild sites in Africa (n = 196) and chimpanzees living in sanctuaries with prior histories of experimentation, orphanage, illegal seizure, or violent human conflict (n = 168). In phase 2, 58% of chimpanzees living in sanctuaries met the set of alternative criteria for depression, compared with 3% of chimpanzees in the wild (p = 0.04), and 44% of chimpanzees in sanctuaries met the set of alternative criteria for PTSD, compared with 0.5% of chimpanzees in the wild (p = 0.04).Conclusions/SignificanceChimpanzees display behavioral clusters similar to PTSD and depression in their key diagnostic criteria, underscoring the importance of ethical considerations regarding the use of chimpanzees in experimentation and other captive settings.

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The 1985 amendment to the United States Animal Welfare Act (AWA) to promote psychological well being of primates in the laboratory represents an acknowledgment of an important welfare problem concerning nonhuman animals. How effective has this amendment been? Perhaps the best-known contributor to psychological distress in primates in the laboratory is nonsocial housing; yet, available analyses suggest that little progress has been made in avoiding single-caging of these animals. Another way to assess psychological well being is to examine rates of self-abusive behavior in laboratory primates. If the AWA has been effective, then post-AWA self-harm rates might be lower than pre-AWA rates. However, when we attempted to determine those rates from published studies, data were too sparse to allow a rigorous statistical analysis; of 139 studies reporting primate self-harming behavior, only 9 contained data allowing estimation of self-harming behavior rates. We conclude that the current system of laboratory animal care and record keeping is inadequate to properly assess AWA impacts on primate psychological well being and that more is required to ensure the psychological well being of primates.

Assessing the psychological health of nonhuman primates living in captivity is essential, since many experiments and behavioral observations involve captive animals. This area is a research priority because it has ethical consequences, in addition to its applications for understanding human and nonhuman primate behavior. In 2011, we published our international study's findings that chimpanzees with prior histories of experimentation, orphanage, illegal seizure, or violent human conflict were more likely to display signs of mood and anxiety disorders, compared with chimpanzees living in the wild. Here, in response to Rosati and colleagues (2012), we address methodological challenges relevant to the application of human diagnostic psychiatric criteria to nonverbal animals. We also review the importance of understanding psychopathology using a holistic approach based on evolutionary psychiatry and suggest a way forward, integrating ethological, veterinary, and human psychiatric approaches.

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