Abstract:Recently, there has been increasing interest in utilizing solar thermophotovoltaics (STPV) to convert sunlight into electricity, given their potential to exceed the Shockley-Queisser limit. Encouragingly, there have also been several recent demonstrations of improved systemlevel efficiency as high as 6.2%. In this work, we review prior work in the field, with particular emphasis on the role of several key principles in their experimental operation, performance, and reliability. In particular, for the problem of designing selective solar absorbers, we consider the trade-off between solar absorption and thermal losses, particularly radiative and convective mechanisms. For the selective thermal emitters, we consider the tradeoff between emission at critical wavelengths and parasitic losses. Then for the thermophotovoltaic (TPV) diodes, we consider the trade-off between increasing the potential short-circuit current, and maintaining a reasonable opencircuit voltage. This treatment parallels the historic development of the field, but also connects early insights with recent developments in adjacent fields. With these various components connecting in multiple ways, a system-level end-to-end modeling approach is necessary for a comprehensive understanding and appropriate improvement of STPV systems. This approach will ultimately allow researchers to design STPV systems capable of exceeding recently demonstrated efficiency values.

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In this work, we propose a rare-earth-based ceramic thermal emitter design that can boost thermophotovoltaic (TPV) efficiencies significantly without cold-side filters at a temperature of 1573 K (1300 °C). The proposed emitter enhances a naturally occurring rare earth transition using quality-factor matching, with a quarter-wave stack as a highly reflective back mirror, while suppressing parasitic losses via exponential chirping of a multilayer reflector transmitting only at short wavelengths. This allows the emissivity to approach the blackbody limit for wavelengths overlapping with the absorption peak of the rare-earth material, while effectively reducing the losses associated with undesirable long-wavelength emission. We obtain TPV efficiencies of 34% using this layered design, which only requires modest index contrast, making it particularly amenable to fabrication via a wide variety of techniques, including sputtering, spin-coating, and plasma-enhanced chemical vapor deposition.

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Deliberate control of thermal emission properties using nanophotonics has improved a number of applications including thermophotovoltaics (TPV), radiative cooling and infrared spectroscopy. In this work, we study the effect of simultaneous control of angular and spectral properties of thermal emitters on the efficiencies of TPV systems. While spectral selectivity reduces sub-bandgap losses, angular selectivity is expected to enhance view factors at larger separation distances and hence to provide flexibilities in cooling the photovoltaic converter. We propose a design of an angular and spectral selective thermal emitter based on waveguide perfect absorption phenomena in epsilon-near-zero thin-films. Aluminum-doped Zinc-Oxide is used as an epsilon-near-zero material with a cross-over frequency in the near-infrared. A high contrast grating is designed to restrict the emission in a range of angles around the normal direction, while an integrated filter ensures spectral selectivity to reduce sub-bandgap losses. Theoretical analysis shows an expected relative enhancement of the TPV system efficiency of at least 32% using selective emitters with ideal angular and spectral selectivity at large separation distances compared to a blackbody. This enhancement factor, however, reduces to 3.9% with non-ideal selective emitters. This big reduction of the efficiency is attributed to sub-bandgap losses, off-angular losses and high-temperature dependence of optical constants.