Abstract:This study developed an IPCC (Intergovernmental Panel on Climate Change) compliant method for the estimation of above-ground carbon (AGC) in forest stands using remote sensing technology. A multi-level morphological active contour (MMAC) algorithm was employed to obtain tree-level metrics (tree height (LH), crown radius (LCR), competition index (LCI), and stem diameter (LDBH)) from an airborne LiDAR-derived canopy height model. Seven biomass-based AGC models and 13 volume-based AGC models were developed using a training dataset and validated using a separate validation dataset. Four accuracy measures, mean absolute error (MAE), root-mean-square error (RMSE), percentage RMSE (PRMSE), and root-mean-square percentage error (RMSPE) were calculated for each of the 20 models. These measures were transformed into a new index, accuracy improvement percentage (AIP), for post hoc testing of model performance in estimating forest stand AGC stock. Results showed that the tree-level AGC models explained 84% to 91% of the variance in tree-level AGC within the training dataset. Prediction errors (RMSEs) for these models ranged between 15 ton/ha and 210 ton/ha in mature forest stands, which is equal to an error percentage in the range 6% to 86%. At the stand-level, several models achieved accurate and reliable predictions of AGC stock. Some models achieved 90% to 95% accuracy, which was equal to or superior to the R-squared of the tree-level AGC models. The first recommended model was a biomass-based model using the metrics LDBH, LH, and LCI and the others were volume-based models using LH, LCI, and LCR and LDBH and LH. One metric, LCI, played a critical role in upgrading model performance when banded together with LH and LCR or LDBH and LCR. We conclude by proposing an IPCC-compatible method that is suitable for calculating tree-level AGC and predicting AGC stock of forest stands from airborne LiDAR data.

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This paper proposes a supervised classification scheme to identify 40 tree species (2 coniferous, 38 broadleaf) belonging to 22 families and 36 genera in high spatial resolution QuickBird multispectral images (HMS). Overall kappa coefficient (OKC) and species conditional kappa coefficients (SCKC) were used to evaluate classification performance in training samples and estimate accuracy and uncertainty in test samples. Baseline classification performance using HMS images and vegetation index (VI) images were evaluated with an OKC value of 0.58 and 0.48 respectively, but performance improved significantly (up to 0.99) when used in combination with an HMS spectral-spatial texture image (SpecTex). One of the 40 species had very high conditional kappa coefficient performance (SCKC ≥ 0.95) using 4-band HMS and 5-band VIs images, but, only five species had lower performance (0.68 ≤ SCKC ≤ 0.94) using the SpecTex images. When SpecTex images were combined with a Visible Atmospherically Resistant Index (VARI), there was a significant improvement in performance in the training samples. The same level of improvement could not be replicated in the test samples indicating that a high degree of uncertainty exists in species classification accuracy which may be due to individual tree crown density, leaf greenness (inter-canopy gaps), and noise in the background environment (intra-canopy gaps). These factors increase uncertainty in the spectral texture features and therefore represent potential problems when using pixel-based classification techniques for multi-species classification.

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