No abstract

Accurate, efficient, impersonal harvesting models play a very important role in optimizing stand spatial structural and guiding forest harvest practices. However, existing studies mainly focus on the single-objective optimization and evaluation of forest at the stand- or landscape-level, lacking considerations of tree-level neighborhood interactions. Therefore, the study explored the combination of the PSO algorithm and neighborhood indices to construct a tree-level multi-objective forest harvest model (MO-PSO) covering multi-dimensional spatial characteristics of stands. Taking five natural secondary forest plots and thirty simulated plots as the study area, the MO-PSO was used to simulate and evaluate the process of thinning operations. The results showed that the MO-PSO model was superior to the basic PSO model (PSO) and random thinning model Monte Carlo-based (RD-TH), DBH dominance (DOMI), uniform angle (ANGL), and species mingling (MING) were better than those before thinning. The multi-dimensional stand spatial structure index (L-index) increased by 1.0%~11.3%, indicating that the forest planning model (MO-PSO) could significantly improve the spatial distribution pattern, increase the tree species mixing, and reduce the degree of stand competition. In addition, under the four thinning intensities of 0% (T1), 15% (T2), 30% (T3), and 45% (T4), L-index increased and T2 was the optimal thinning intensity from the perspective of stand spatial structure overall optimization. The study explored the effect of thinning on forest spatial structure by constructing a multi-objective harvesting model, which can help to make reasonable and scientific forest management decisions under the concept of multi-objective forest management.

Diameter at breast height (DBH) is a critical metric for quantifying forest resources, and obtaining accurate, efficient measurements of DBH is crucial for effective forest management and inventory. A backpack LiDAR system (BLS) can provide high-resolution representations of forest trunk structures, making it a promising tool for DBH measurement. However, in practical applications, deep learning-based tree trunk detection and DBH estimation using BLS still faces numerous challenges, such as complex forest BLS data, low proportions of target point clouds leading to imbalanced class segmentation accuracy in deep learning models, and low fitting accuracy and robustness of trunk point cloud DBH methods. To address these issues, this study proposed a novel framework for BLS stratified-coupled tree trunk detection and DBH estimation in forests (BSTDF). This framework employed a stratified coupling approach to create a tree trunk detection deep learning dataset, introduced a weighted cross-entropy focal-loss function module (WCF) and a cosine annealing cyclic learning strategy (CACL) to enhance the WCF-CACL-RandLA-Net model for extracting trunk point clouds, and applied a (least squares adaptive random sample consensus) LSA-RANSAC cylindrical fitting method for DBH estimation. The findings reveal that the dataset based on the stratified-coupled approach effectively reduces the amount of data for deep learning tree trunk detection. To compare the accuracy of BSTDF, synchronous control experiments were conducted using the RandLA-Net model and the RANSAC algorithm. To benchmark the accuracy of BSTDF, we conducted synchronized control experiments utilizing a variety of mainstream tree trunk detection models and DBH fitting methodologies. Especially when juxtaposed with the RandLA-Net model, the WCF-CACL-RandLA-Net model employed by BSTDF demonstrated a 6% increase in trunk segmentation accuracy and a 3% improvement in the F1 score with the same training sample volume. This effectively mitigated class imbalance issues encountered during the segmentation process. Simultaneously, when compared to RANSAC, the LSA-RANCAC method adopted by BSTDF reduced the RMSE by 1.08 cm and boosted R2 by 14%, effectively tackling the inadequacies of RANSAC’s filling. The optimal acquisition distance for BLS data is 20 m, at which BSTDF’s overall tree trunk detection rate (ER) reaches 90.03%, with DBH estimation precision indicating an RMSE of 4.41 cm and R2 of 0.87. This study demonstrated the effectiveness of BSTDF in forest DBH estimation, offering a more efficient solution for forest resource monitoring and quantification, and possessing immense potential to replace field forest measurements.

Environmental factors substantially influence the growth of trees. The current studies on tree growth simulation have mainly focused on the effect of environmental factors on diameter at breast height and tree height. However, the influence of environmental factors, especially light, on canopy morphology has not been considered, hindering the accurate understanding of the range of characteristics of tree morphology that occur due to environmental changes. To solve this problem, this study investigated the influence of light on the changes in canopy morphology and constructed a coupled canopy–light model (CCLM) to visually simulate the polymorphism of fir morphology. Using the Huangfengqiao Forestry Farm in You County, Hunan Province, China, as the study area, we selected a typical sample plot. Field surveys of the fir trees in the sample plot were conducted for three consecutive years to obtain longitudinal data of fir tree canopy shape. We constructed the canopy curves using a cubic uniform B-spline to construct 3D models of the fir trees in different years. The topographic and spatial location distribution data of the fir trees were used to construct a 3D scene of the sample plot in the UE4 3D engine, and the light distribution for each part of the canopy was calculated in a 3D scene by using the annual average photosynthetically active radiation (PAR) as the light parameter, which we combined with the ray-tracing algorithm. This study constructed the CCLM from the fir diameter using the breast-height growth model (BDGM) and the height–diameter curve model (HDCM), the fir trees’ canopy shape description from two years, and the light distribution data. We compared the canopy data obtained from canopy simulations using the CCLM with those obtained using a growth model based on spatial structure (GMBOSS) and those obtained from field surveys to identify any difference in the effectiveness of the canopy simulations using the CCLM and GMBOSS. Based on the BDGM and HDCM, we constructed the CCLM of firs with a determination coefficient (R2) of 0.829, combining data on canopy shape descriptions obtained from two years of field surveys and the light distribution data of each part of the canopy obtained through the ray-tracing algorithm. The Euclidean distance between the canopy description data obtained using the CCLM and the canopy description data obtained from the field survey was 15.561; that between the GMBOSS and the field survey was 23.944. A virtual forest stand environment was constructed from the survey data, combining ray-tracing algorithms to construct the CCLM model of fir in a virtual forest stand environment for growth visualization and simulation. Compared with the canopy description data obtained using the GMBOSS, the canopy description data obtained using the CCLM better fit the canopy description data obtained from the field survey, and the Euclidean distance decreased from 23.944 to 15.561.