Au clusters smaller than 1.5 nm and stabilized by poly(N-vinyl-2-pyrrolidone) (PVP) showed higher activity for aerobic oxidation of alcohol than those of larger size or stabilized by poly(allylamine) (PAA). X-ray photoelectron spectroscopy, Fourier transform infrared spectroscopy of adsorbed CO, and X-ray absorption near edge structure measurements revealed that the catalytically active Au clusters are negatively charged by electron donation from PVP, and the catalytic activity is enhanced with increasing electron density on the Au core. Based on similar observations of Au cluster anions in the gas phase, we propose that electron transfer from the anionic Au cores of Au:PVP into the LUMO (pi*) of O(2) generates superoxo- or peroxo-like species, which plays a key role in the oxidation of alcohol. On the basis of these results, a simple principle is presented for the synthesis of Au oxidation catalysts stabilized by organic molecules.

Gold nanoclusters (phi = 1.3 nm) stabilized by poly(N-vinyl-2-pyrrolidone) (Au:PVP NCs) readily oxidize benzylic alcohols to the corresponding aldehydes and/or carboxylic acids under ambient temperature in water. Kinetic measurement revealed that smaller Au:PVP NCs exhibit higher catalytic activity than larger (9.5 nm) homologues and, more surprisingly, than Pd:PVP NCs of comparable size (1.5 and 2.2 nm). On the basis of the marked difference in the kinetic isotope effect and activation energy between Au:PVP and Pd:PVP NCs, a reaction mechanism for alcohol oxidation catalyzed by Au:PVP NCs is proposed in which a superoxo-like molecular oxygen species adsorbed on the surface of the small Au NCs abstracts a hydrogen atom from the alkoxide.