It is important to achieve estimates at the minimum cost, with no greater uncertainty than that which is appropriate for the objectives of the inventory. The aim of this study was to estimate the forest volume efficiently and accurately by sampling and analyzing the existing forest survey data, which is also a technical challenge. In this work, we used the spatial statistics tools in the ArcGIS software to analyze spatial autocorrelations with the data from the sixth to ninth continuous forest inventories (CFI) of Sichuan Province from 2002, 2007, 2012, and 2017. Based on the sampling framework of the CFI, we divided the sampling units into five groups using different methods to create the second-stage samples. Combined with the spatial autocorrelation analysis results, we selected certain samples from the collection of second-stage samples through stratified sampling to form the third-stage sampling units. We applied the sampling ratio, sampling accuracy, workload, and costs as the evaluation indexes for the sampling efficiency analysis. The main results are as follows: Before conversion, the forest volume density had a positively skewed distribution. There was substantial positive spatial autocorrelation, and its intensity was affected by the distance scale, especially at 187.3 km, where the spatial processes of clustering were most pronounced. At the significance level of α = 0.01, the high-volume stands were mainly concentrated in the Aba Prefecture, Garze Prefecture, and Liangshan Prefecture, while the low-volume stands were mainly concentrated in the Sichuan Basin region. The heterogeneous gatherings were staggered between the high-volume areas and low-volume areas, while the transition zone between the three prefecture regions and basin region was randomly distributed. With 95% reliability, the average estimation accuracy of the systematic sampling, random sampling, and cluster sampling in the second stage was 94.09%, which is less accurate than the CFI estimation accuracy. The mean correlation coefficients (R) between the estimated value of the forest volume and the observations of the systematic sampling, random sampling, and cluster sampling in the second stage were 0.95, 0.98, and 0.96, respectively. The relative differences (RD%) were −0.52, −0.39, and −0.36, respectively. The spatial stratified sampling in the third stage, which is based on spatial distribution pattern information, significantly reduced the sampling ratio to 1.68 per 10,000, compared with the average ratios of the CFI sampling and second-stage sampling, which were 13.73 per 10,000 and 2.75 per 10,000, respectively. With 95% reliability, the mean accuracy of the spatial stratified sampling in the third stage was 93.05%, the R was 0.94, and the RD% was −0.09. Spatial stratified sampling is more in line with the actual work conducted in annual surveys because it effectively reduces the sample size using prior spatial information, which can better meet the requirements of the annual output.
Accurate estimation of small-scale forest biomass is a prerequisite and basis for trading forest carbon sinks and optimizing the allocation of forestry resources. This study aims to develop a plot-scale methodology for estimating aboveground biomass (AGB) that combines a biomass horizontal distribution model (HDM) and sampling techniques to improve efficiency, reduce costs and provide the reliability of estimation for biomass. Simao pine (Pinus kesiya var. langbianensis) from Pu’er City, Yunnan Province, was used as the research subject in this study. A canopy profile model (CPM) was constructed based on data from branch analysis and transformed into a canopy biomass HDM. The horizontal distribution of AGB within the sample plots was simulated using the HDM based on the data from the per-wood survey and compared with the results from the location distribution model (LDM) simulation. AGB sampling estimations were carried out separately by combining different sampling methods with the AGB distribution of sample plot simulated by different biomass distribution models. The sampling effectiveness of all sampling schemes was compared and analyzed, and the best plan for the sampling estimation of AGB in plot-scale forests was optimized. The results are as follows: the power function model is the best model for constructing the CPM of the Simao pine in this study; with visual comparison and the analysis of the coefficient of variation, the AGB simulated by HDM has a larger and more continuous distribution than that simulated by LDM, which is closer to the actual distribution; HDM-based sampling plans have smaller sample sizes and sampling ratios than LDM-based ones; and lastly, the stratified sampling method (STS)-HDM-6 plan has the best sampling efficiency with a minimum sample size of 10 and a minimum sampling ratio of 15%. The result illustrates the potential of the method for estimating plot-scale forest AGB by combining HDM with sampling techniques to reduce costs and increase estimation efficiency effectively.
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