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This paper describes and investigates a novel concept of frequency-domain spectral shaping (FDSS) with spectral extension for the uplink (UL) coverage enhancement in 5G New Radio (NR), building on discrete Fourier transform spread orthogonal frequency-domain multiplexing (DFT-s-OFDM). The considered FDSS concept is shown to have large potential for reducing the peak-to-average-power ratio (PAPR) of the signal, which directly impacts the feasible maximum transmit power under practical nonlinear power amplifiers (PAs) while still meeting the radio frequency (RF) emission requirements imposed by the regulations. To this end, the FDSS scheme with spectral extension is formulated, defining filter windows that fit to the 5G NR spectral flatness requirements. The PAPR reduction capabilities and the corresponding maximum achievable transmit powers are evaluated for a variety of bandwidth allocations in the supported 5G NR frequency ranges 1 and 2 (FR1 and FR2) and compared to those of the currently supported waveforms in 5G NR, particularly π/2-BPSK with FDSS without spectral extension and QPSK without FDSS. Furthermore, an efficient receiver structure capable of reducing the noise enhancement in the equalization phase is proposed. Finally, by evaluating the link-level performance, together with the transmit power gain, the overall coverage enhancement gains of the method are analyzed and provided. The obtained results show that the spectrally-extended FDSS method is a very efficient solution to improve the 5G NR UL coverage clearly outperforming the state-of-the-art, while being also simple in terms of computational complexity such that the method is implementation feasible in practical 5G NR terminals.

In this paper, a novel waveform with low peak-to-average power ratio (PAPR) and high robustness against phase noise (PN) is presented. It follows the discrete Fourier transform spread orthogonal frequency division multiplexing (DFT-s-OFDM) signal model. This scheme, called 3MSK, is inspired by continuous-phase frequency shift keying (CPFSK), but it uses three frequencies in the baseband model -specifically, 0 and ±fsymbol/4, where fsymbol is the symbol rate -which effectively constrains the phase transitions between consecutive symbols to 0 and ±π/2 rad. Motivated by the phase controlled model of modulation, different degrees of phase continuity can be achieved, allowing to reduce the out-of-band (OOB) emissions of the transmitted signal, while supporting receiver processing with low complexity. Furthermore, the signal characteristics are improved by generating an initial time-domain constant envelope signal at higher than the symbol rate. This helps to reach smooth phase transitions between 3MSK symbols, while the information is encoded in the phase transitions. Also the possibility of using excess bandwidth is investigated by transmitting additional non-zero frequency bins outside the active frequency bins of the basic DFT-s-OFDM model, which provides the capability to greatly reduce the PAPR. The most critical tradeoffs of the oversampled schemes are that improved PAPR is achieved with the cost of somewhat reduced link performance and, in case of excess band, also the spectrum efficiency is reduced. Due to the fact that the information is encoded in the phase transitions, a receiver model that tracks the phase variations without needing reference signals is developed. To this end, it is shown that this new modulation is well-suited for non-coherent receivers, even under strong phase noise (PN) conditions, thus allowing to reduce the overhead of reference signals. Evaluations of this physical-layer modulation and waveform scheme are performed in terms of transmitter metrics such as PAPR, OOB emissions and achievable output power after the power amplifier (PA), using a practical PA model. Finally, coded radio link evaluations are also provided, demonstrating that 3MSK has a similar bit error rate (BER) performance as that of traditional quadrature phase-shift keying (QPSK), but with significantly lower PAPR, higher achievable output power, and the possibility of using non-coherent receivers.