Counterfeiting costs governments and private industries billions of dollars annually due to loss of value in currency and other printed items. This research involves using lanthanide doped β-NaYF(4) nanoparticles for security printing applications. Inks comprised of Yb(3+)/Er(3+) and Yb(3+)/Tm(3+) doped β-NaYF(4) nanoparticles with oleic acid as the capping agent in toluene and methyl benzoate with poly(methyl methacrylate) (PMMA) as the binding agent were used to print quick response (QR) codes. The QR codes were made using an AutoCAD file and printed with Optomec direct-write aerosol jetting(®). The printed QR codes are invisible under ambient lighting conditions, but are readable using a near-IR laser, and were successfully scanned using a smart phone. This research demonstrates that QR codes, which have been used primarily for information sharing applications, can also be used for security purposes. Higher levels of security were achieved by printing both green and blue upconverting inks, based on combinations of Er(3+)/Yb(3+) and Tm(3+)/Yb(3+), respectively, in a single QR code. The near-infrared (NIR)-to-visible upconversion luminescence properties of the two-ink QR codes were analyzed, including the influence of NIR excitation power density on perceived color, in term of the CIE 1931 chromaticity index. It was also shown that this security ink can be optimized for line width, thickness and stability on different substrates.

Recent advances in producing pre-defined 2D patterns of upconversion nanophosphors via photolithography and printing techniques present new opportunities for the use of these materials in security applications. Here, we demonstrate an RGB additive-color printing system that produces highlyresolved pre-defined patterns that are invisible under ambient lighting, but which are viewable as luminescent multi-color images under NIR excitation. Patterns are generated by independent deposition of three primary-color (red, green and blue) upconverting inks using an aerosol jet printer. The primarycolor inks are printed as isolated and overlapping features to produce images that simultaneously emit red, green, blue, cyan, magenta, yellow and white upconversion luminescence. The dependence of the chromaticity of certain secondary colors (cyan and magenta) and white on NIR excitation power density can be exploited as an additional authentication feature. The development of an RGB upconversion printing system paves the way for an entirely new arena in security printing.

Two methods of direct-write printing for producing highly resolved features of a polymer impregnated with luminescent upconversion phosphors for security applications are presented. The printed polymer structures range in shape from features to text. The thin polymer features were deposited by direct-write printing of atomized material as well as by screen-printing techniques. These films contain highly luminescent lanthanide-doped, rare-earth nanocrystals, β-NaYF₄:3%Er, 17%Yb, which are capped with oleic acid. This capping agent allows the nanocrystals to disperse throughout the films for full detailing of printed features. Upconversion of deposited features was obtained using a 980 nm wavelength laser with emission of upconverted light in the visible region at both 540 and 660 nm. Features were deposited onto high bond paper, Kapton®, and glass to demonstrate possible covert and forensic security printing applications, as they are printed in various features and invisible to 'naked-eye' viewing at low concentrations of nanocrystals.

A covert print-and-read system is demonstrated based on NIR-to-NIR upconversion luminescence.