A series of six azuliporphyrins with substituents on the seven-membered ring were prepared by two different "3 + 1" routes from 6-tert-butyl- and 6-phenylazulene. The substituted azulenes can be converted into dialdehydes under Vilsmeier-Haack conditions, and these react with tripyrranes in the presence of TFA in CH2Cl2 to give azuliporphyrins in excellent yields. Alternatively, tripyrrane analogues can be prepared by reacting the substituted azulenes with an acetoxymethylpyrrole in the presence of acetic acid, and following a deprotection step, these condensed with a pyrrole dialdehyde to give the related azuliporphyrins in 45-51% yield. Five of the azuliporphyrins were sufficiently soluble in CDCl3 to afford high-quality proton and carbon-13 NMR data. The internal CH and NH resonances were observed near 3 ppm, although the precise values were dependent upon substituent effects. The presence of a tert-butyl group on the azulene moiety slightly enhanced the diatropicity of the macrocycle compared to the phenyl-substituted azuliporphyrins. Polar solvents also increased the downfield shifts to the external protons by stabilizing the dipolar resonance contributors that are responsible for the carbaporphyrinoid aromatic character. A tert-butyl-substituted azuliporphyrin also gave X-ray quality crystals, and this allowed the first structural analysis of a free base azuliporphyrin to be conducted. The macrocycle is near planar, and the azulene unit was only tilted out of the plane by 7.4 degrees. An analysis of the bond lengths suggests that a 17 atom delocalization pathway significantly contributes to the aromatic properties of this system. Protonation of azuliporphyrins affords dications with enhanced diamagnetic ring currents where the internal CH shifts to ca. -3 ppm. Again, the chemical shifts are influenced by the substituents and the presence of an electron-donating tert-butyl group on the azulene subunit increases the macrocyclic diatropicity. Two of the substituted azuliporphyrins were reacted with nickel(II) acetate or palladium(II) acetate in DMF to give the corresponding organometallic derivatives, and these stable complexes were isolated in excellent yields. Addition of pyrrolidine to NMR solutions of 23-substituted azuliporphyrins 19 demonstrated that nucleophilic addition products were present in equilibrium with the parent porphyrinoids, but these adducts are less favored than for azuliporphyrins lacking the 23-substituents. Although nucleophilic attack of a peroxide anion is believed to be the first step in the conversion of azuliporphyrins to benzocarbaporphyrins with t-BuOOH and KOH, the tert-butyl or phenyl substituents in azuliporphyrins 19a and 19b did not inhibit this chemistry. Two benzocarbaporphyrin products were isolated and characterized in each case, and mechanisms are proposed to explain the origins of these oxidative ring contraction products.

[Structure: see text] Reaction of 4-hydroxyisophthalaldehyde with excess phenyl magnesium bromide gave a dicarbinol and this condensed with pyrrole and aromatic aldehydes in the presence of BF3.Et2O to afford, following oxidation with DDQ, novel tetraarylcarbaporphyrinoids in 10-24% yield. Further reaction with silver(I) acetate or gold(III) acetate gave stable organometallic derivatives that retained the aromatic characteristics of the parent macrocycle.

Keywords: Carbaporphyrinoids / Azulene / Aromaticity / Cope rearrangement / Metalations 6-tert-Butyl-and 6-phenylazulene reacted with pyrrole and benzaldehyde in a molar ratio of 1:3:4 in the presence of BF 3 ·Et 2 O in chloroform, followed by oxidation with DDQ, to give 2 3 -substituted tetraphenylazuliporphyrins in 15-20 % yield. Slightly higher yields of the related meso-tetrakis(4-chlorophenyl)azuliporphyrins were obtained using 4-chlorobenzaldehyde. The presence of an electron-donating tert-butyl substituent increased the diatropic character of the azuliporphyrin system as determined by the proton NMR chemical shifts for the internal CH resonance, while intermediary results were noted for 2 3 -phenylazuliporphyrins. Addition of TFA afforded dications with increased aromatic ring currents, but electron-donating substituents (tBu Ͼ Ph) again produced a larger upfield shift for the internal CH signal due to stabilization of the tropylium character that is required so that the system can attain carbaporphyrin-type aromaticity.

Oxidation of tetraarylazuliporphyrins with silver(I) acetate in refluxing chloroform-acetonitrile afforded good yields of 21-oxyazuliporphyrins. Although hydroxyazuliporphyrin tautomers can be considered for this system, spectroscopic results and density functional theory calculations indicate that the keto form is favored, and this was confirmed by single-crystal X-ray diffraction. Oxyazuliporphyrins formally possess a 24π electron delocalization pathway, but the proton NMR spectra are consistent with macrocycles that have diatropic ring currents. Nucleus independent chemical shift and anisotropy of induced current density calculations also confirmed the diatropic nature of these macrocycles, although these results indicated that the seven-membered ring is antiaromatic. However, while the NMR spectra showed the azulene protons at atypically high field values, the results are consistent with a nonaromatic cycloheptatrienyl unit. Protonation gave dicationic products that exhibited enhanced diatropic character. Oxyazuliporphyrins readily form metalated derivatives with Ni(II), Pd(II), and Pt(II), and these complexes exhibited significant diatropic character even though the macrocycle is highly distorted. X-ray diffraction characterization of palladium(II) and platinum(II) complexes demonstrated that these derivatives are structurally virtually identical to a previously reported copper(II) oxyazuliporphyrin.

A series of hetero-azuliporphyrins have been prepared by the "3 + 1" variant on the MacDonald condensation. Azulitripyrranes with tert-butyl and phenyl substituents reacted with thiophene or selenophene dialdehydes in the presence of TFA to give, following an oxidation step, thia- and selena-azuliporphyrins in 45-55% yield. Two of these compounds gave crystals suitable for X-ray crystallographic analysis and the data were consistent with the presence of a 17-atom delocalization pathway. The hetero-azuliporphyrins have significant diatropic character that is enhanced by the presence of an electron-donating tert-butyl substituent. The aromatic character is further increased in polar solvents such as DMSO, which are believed to stabilize dipolar resonance contributors with 18π electron delocalization pathways. Protonation also greatly increases the diatropic characteristics of these macrocycles. The porphyrinoids underwent an oxidative ring contraction with t-BuOOH-KOH to give moderate yields of benzoheterocarbaporphyrins. Reaction of azulitripyrranes with 2,5-furandicarbaldehyde afforded oxa-azuliporphyrins, a class of carbaporphyrinoids that had previously been inaccessible. These "missing links" in the study of heteroazuliporphyrins were isolated as the dihydrochloride salts. Protonated oxa-azuliporphyrins are stable aromatic compounds, but the free base forms underwent rapid decomposition in solution.