This paper studies the impact of hardware mismatch (HM) between the base station (BS) and the user equipment (UE) in the downlink (DL) of large-scale antenna systems. Analytical expressions to predict the achievable rates are derived for different precoding methods, i.e., matched filter (MF) and regularized zero-forcing (RZF), using large system analysis techniques. Furthermore, the upper bounds on achievable rates of MF and RZF with HM are investigated, which are related to the statistics of the circuit gains of the mismatched hardware. Moreover, we present a study of HM calibration, where we take zero-forcing (ZF) precoding as an example to compare two HM calibration schemes, i.e., Pre-precoding Calibration (Pre-Cal) and Post-precoding Calibration (Post-Cal). The analysis shows that Pre-Cal outperforms Post-Cal schemes. Monte-Carlo simulations are carried out, and numerical results demonstrate the correctness of the analysis.

In this paper we study widely-linear precoding techniques to mitigate in-phase/quadrature-phase (IQ) imbalance (IQI) in the downlink of large-scale multiple-input multiple-output (MIMO) systems. We adopt a real-valued signal model which takes into account the IQI at the transmitter and then develop widely-linear zero-forcing (WL-ZF), widely-linear matched filter (WL-MF), widely-linear minimum mean-squared error (WL-MMSE) and widely-linear block-diagonalization (WL-BD) type precoding algorithms for both single-and multiple-antenna users. We also present a performance analysis of WL-ZF and WL-BD. It is proved that without IQI, WL-ZF has exactly the same multiplexing gain and power offset as ZF, while when IQI exists, WL-ZF achieves the same multiplexing gain as ZF with ideal IQ branches, but with a minor power loss which is related to the system scale and the IQ parameters. We also compare the performance of WL-BD with BD. The analysis shows that with ideal IQ branches, WL-BD has the same data rate as BD, while when IQI exists, WL-BD achieves the same multiplexing gain as BD without IQ imbalance. Numerical results verify the analysis and show that the proposed widely-linear type precoding methods significantly outperform their conventional counterparts with IQI and approach those with ideal IQ branches. Index TermsIQ imbalance, large-scale MIMO, widely-linear signal processing, downlink precoding W. Zhang is with Jiangsu University, China. He was with CETUC, PUC-Rio, Brazil.

In this article, we propose a novel approach to achieve spectrum prediction, parameter fitting, inverse design and performance optimization for the plasmonic waveguide coupled with cavities structure (PWCCS) based on artificial neural networks (ANNs). The Fano resonance and plasmon induced transparency effect originated from the PWCCS have been selected as illustrations to verify the effectiveness of ANNs. We use the genetic algorithm to design the network architecture and select the hyper-parameters for ANNs. Once ANNs are trained by using a small sampling of the data generated by Monte Carlo method, the transmission spectrums predicted by the ANNs are quite approximate to the simulated results. The physical mechanisms behind the phenomena are discussed theoretically, and the uncertain parameters in the theoretical models are fitted by utilizing the trained ANNs. More importantly, our results demonstrate that this model-driven method not only realizes the inverse design of the PWCCS with high precision but also optimizes some critical performance metrics for transmission spectrum. Compared with previous works, we construct a novel model-driven analysis method for the PWCCS which are expected to have significant applications in the device design, performance optimization, variability analysis, defect detection, theoretical modeling, optical interconnects and so on.

This paper investigates the uplink and downlink achievable rates of full-duplex (FD) massive multi-input-multi-output (MIMO) systems in which low-resolution analog-to-digital converters/digital-toanalog converters (ADCs/DACs) are employed and maximum ratio combining/maximum ratio transmission processing are adopted. Then, employing an additive quantization noise model, we derive approximate expressions of the uplink and downlink achievable rates, in which the effect of the quantization error, the loop interference, and the inter-user interference is considered. The theoretical results show that using proper power scaling law and more antennas can eliminate the interference and the noise. Furthermore, under the fixed number of antennas, the uplink and downlink approximate achievable rates will become a constant, as the number of quantization bits tends to infinity. Increasing the resolution of ADCs/DACs will limitedly improve the system performance but cause excessive overhead and power consumption, so adopting low-resolution ADCs/DACs in FD massive MIMO systems is sensible. INDEX TERMS Full-duplex, low-resolution ADCs/DACs, quantization error, achievable rate, additive quantization noise model.

Machine learning and optimization algorithms have been widely applied in the design and optimization for photonics devices. We briefly review recent progress of this field of research and show data-driven applications, including spectrum prediction, inverse design and performance optimization, for novel graphene metamaterials (GMs). The structure of the GMs is well-designed to achieve the wideband plasmon induced transparency (PIT) effect, which can be theoretically demonstrated by using the transfer matrix method. Some traditional machine learning algorithms, including k nearest neighbour, decision tree, random forest and artificial neural networks, are utilized to equivalently substitute the numerical simulation in the forward spectrum prediction and complete the inverse design for the GMs. The calculated results demonstrate that all algorithms are effective and the random forest has advantages in terms of accuracy and training speed. Moreover, evolutionary algorithms, including single-objective (genetic algorithm) and multi-objective optimization (NSGA-II), are used to achieve the steep transmission characteristics of PIT effect by synthetically taking many different performance metrics into consideration. The maximum difference between the transmission peaks and dips in the optimized transmission spectrum reaches 0.97. In comparison to previous works, we provide a guidance for intelligent design of photonics devices based on machine learning and evolutionary algorithms and a reference for the selection of machine learning algorithms for simple inverse design problems.