Mainstream methods treat head pose estimation as a supervised classification/regression problem, whose performance heavily depends on the accuracy of ground-truth labels of training data. However, it is rather difficult to obtain accurate head pose labels in practice, due to the lack of effective equipment and reasonable approaches for head pose labeling. In this paper, we propose a method which does not need to be trained with head pose labels, but matches the keypoints between a reconstructed 3D face model and the 2D input image, for head pose estimation. The proposed head pose estimation method consists of two components: the 3D face reconstruction and the 3D–2D matching keypoints. At the 3D face reconstruction phase, a personalized 3D face model is reconstructed from the input head image using convolutional neural networks, which are jointly optimized by an asymmetric Euclidean loss and a keypoint loss. At the 3D–2D keypoints matching phase, an iterative optimization algorithm is proposed to match the keypoints between the reconstructed 3D face model and the 2D input image efficiently under the constraint of perspective transformation. The proposed method is extensively evaluated on five widely used head pose estimation datasets, including Pointing’04, BIWI, AFLW2000, Multi-PIE, and Pandora. The experimental results demonstrate that the proposed method achieves excellent cross-dataset performance and surpasses most of the existing state-of-the-art approaches, with average MAEs of 4.78∘ on Pointing’04, 6.83∘ on BIWI, 7.05∘ on AFLW2000, 5.47∘ on Multi-PIE, and 5.06∘ on Pandora, although the model of the proposed method is not trained on any of these five datasets.

Facial expression recognition (FER) is a challenging problem due to the intra-class variation caused by subject identities. In this paper, a self-difference convolutional network (SD-CNN) is proposed to address the intra-class variation issue in FER. First, the SD-CNN uses a conditional generative adversarial network to generate the six typical facial expressions for the same subject in the testing image. Second, six compact and light-weighted difference-based CNNs, called DiffNets, are designed for classifying facial expressions. Each DiffNet extracts a pair of deep features from the testing image and one of the six synthesized expression images, and compares the difference between the deep feature pair. In this way, any potential facial expression in the testing image has an opportunity to be compared with the synthesized “Self”—an image of the same subject with the same facial expression as the testing image. As most of the self-difference features of the images with the same facial expression gather tightly in the feature space, the intra-class variation issue is significantly alleviated. The proposed SD-CNN is extensively evaluated on two widely-used facial expression datasets: CK+ and Oulu-CASIA. Experimental results demonstrate that the SD-CNN achieves state-of-the-art performance with accuracies of 99.7% on CK+ and 91.3% on Oulu-CASIA, respectively. Moreover, the model size of the online processing part of the SD-CNN is only 9.54 MB (1.59 MB ×6), which enables the SD-CNN to run on low-cost hardware.