No abstract

The theory of the numerical range of a linear operator on an arbitrary normed space had its beginnings around 1960, and during the 1970s the subject has developed and expanded rapidly. This book presents a self-contained exposition of the subject as a whole. The authors develop various applications, in particular to the study of Banach algebras where the numerical range provides an important link between the algebraic and metric structures.

We describe surprising relationships between automorphic forms of various kinds, imaginary quadratic number fields and a certain system of six finite groups that are parameterised naturally by the divisors of twelve. The Mathieu group correspondence recently discovered by Eguchi-Ooguri-Tachikawa is recovered as a special case. We introduce a notion of extremal Jacobi form and prove that it characterises the Jacobi forms arising by establishing a connection to critical values of Dirichlet series attached to modular forms of weight two. These extremal Jacobi forms are closely related to certain vector-valued mock modular forms studied recently by Dabholkar-Murthy-Zagier in connection with the physics of quantum black holes in string theory. In a manner similar to monstrous moonshine the automorphic forms we identify constitute evidence for the existence of infinite-dimensional graded modules for the six groups in our system. We formulate an umbral moonshine conjecture that is in direct analogy with the monstrous moonshine conjecture of Conway-Norton. Curiously, we find a number of Ramanujan's mock theta functions appearing as McKay-Thompson series. A new feature not apparent in the monstrous case is a property which allows us to predict the fields of definition of certain homogeneous submodules for the groups involved. For four of the groups in our system we find analogues of both the classical McKay correspondence and McKay's monstrous Dynkin diagram observation manifesting simultaneously and compatibly. *

In this paper we relate umbral moonshine to the Niemeier lattices: the 23 even unimodular positive-definite lattices of rank 24 with non-trivial root systems. To each Niemeier lattice we attach a finite group by considering a naturally defined quotient of the lattice automorphism group, and for each conjugacy class of each of these groups we identify a vector-valued mock modular form whose components coincide with mock theta functions of Ramanujan in many cases. This leads to the umbral moonshine conjecture, stating that an infinite-dimensional module is assigned to each of the Niemeier lattices in such a way that the associated graded trace functions are mock modular forms of a distinguished nature. These constructions and conjectures extend those of our earlier paper, and in particular include the Mathieu moonshine observed by Eguchi-Ooguri-Tachikawa as a special case. Our analysis also highlights a correspondence between genus zero groups and Niemeier lattices. As a part of this relation we recognise the Coxeter numbers of Niemeier root systems with a type A component as exactly those levels for which the corresponding classical modular curve has genus zero.

Numerical Ranges II is a sequel to Numerical Ranges of Operators on Normed Spaces and of Elements of Normed Algebras written by the same authors and published in this series in 1971. The present volume reflects the progress made in the subject, expanding and discussing topics under the general headings of spatial and algebra numerical ranges and further ranges.