This paper investigates the application of fastconvolution (FC) filtering schemes for flexible and effective waveform generation and processing in 5th generation (5G) systems. FC based filtering is presented as a generic multimode waveform processing engine while, following the progress of 5G new radio (NR) standardization in 3rd Generation Partnership Project (3GPP), the main focus is on efficient generation and processing of subband-filtered cyclic prefix orthogonal frequencydivision multiplexing (CP-OFDM) signals. First, a matrix model for analyzing FC filter processing responses is presented and used for designing optimized multiplexing of filtered groups of CP-OFDM physical resource blocks (PRBs) in a spectrally welllocalized manner, i.e., with narrow guardbands. Subband filtering is able to suppress interference leakage between adjacent subbands, thus supporting independent waveform parametrization and different numerologies for different groups of PRBs, as well as asynchronous multiuser operation in uplink. These are central ingredients in the 5G waveform developments, particularly at sub-6 GHz bands. The FC filter optimization criterion is passband error vector magnitude minimization subject to a given subband band-limitation constraint. Optimized designs with different guardband widths, PRB group sizes, and essential design parameters are compared in terms of interference levels and implementation complexity. Finally, extensive coded 5G radio link simulation results are presented to compare the proposed approach with other subband-filtered CP-OFDM schemes and time-domain windowing methods, considering cases with different numerologies or asynchronous transmissions in adjacent subbands. Also the feasibility of using independent transmitter and receiver processing for CP-OFDM spectrum control is demonstrated.
The exponential growth of mobile data in macronetworks has driven the evolution of communications systems toward spectrally efficient, energy efficient, and fast local area communications. It is a well-known fact that the best way to increase capacity in a unit area is to introduce smaller cells. Local area communications are currently mainly driven by the IEEE 802.11 WLAN family being cheap and energy efficient with a low number of users per access point. For the future high user density scenarios, following the 802.11 HEW study group, the 802.11ax project has been initiated to improve the WLAN system performance. The 3GPP LTE-advanced (LTE-A) also includes new methods for pico and femto cell's interference management functionalities for small cell communications. The main problem with LTE-A is, however, that the physical layer numerology is still optimized for macrocells and not for local area communications. Furthermore, the overall complexity and the overheads of the control plane and reference symbols are too large for spectrally and energy efficient local area communications. In this paper, we provide first an overview of WLAN 802.11ac and LTE/LTE-A, discuss the pros and cons of both technology areas, and then derive a new flexible TDD-based radio interface parametrization for 5G local area communications combining the best practices of both WiFi and LTE-A technologies. We justify the system design based on local area propagation characteristics and expected traffic distributions and derive targets for future local area concepts. We concentrate on initial physical layer design and discuss how it maps to higher layer improvements. This paper shows that the new design can significantly reduce the latency of the system, and offer increased sleeping opportunities on both base station and user equipment sides leading to enhanced power savings. In addition, through careful design of the control overhead, we are able to improve the channel utilization when compared with LTE-A.
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