Since the publication of Donald Horowitz's Ethnic Groups in Conflict, there has been an increasing convergence on the classification of ethnic identities among comparative political scientists. But there is no agreement on the definition that justifies this classification -and the definitions that individual scholars propose do not match their classifications. This article proposes a definition that captures the conventional classification of ethnic identities in comparative political science to a greater degree than the alternatives. According to this definition, "ethnic identities" are a subset of identity categories in which membership is determined by attributes associated with, or believed to be associated with, descent (described in the article simply as "descent-based attributes"). I argue, on the basis of the definition proposed here, that ethnicity either does not matter, or has not been shown to matter, in explaining most outcomes to which it has been causally linked by comparative political scientists, including violence, democratic stability and patronage.
Why do some ethnic parties succeed in attracting the support of their target ethnic group while others fail? In a world in which ethnic parties flourish in both established and emerging democracies alike, understanding the conditions under which such parties rise and fall is of critical importance to both political scientists and policy makers. Drawing on a study of variation in the performance of ethnic parties in India, this book builds a theory of ethnic party performance in 'patronage democracies'. Chandra shows why individual voters and political entrepreneurs in such democracies condition their strategies not on party ideologies or policy platforms, but on a headcount of co-ethnics and others across party personnel and among the electorate.
Ethnic divisions, according to empirical democratic theory, and commonsense understandings of politics, threaten the survival of democratic institutions. One of the principal mechanisms linking the politicization of ethnic divisions with the destabilization of democracy is the so-called outbidding effect. According to theories of ethnic outbidding, the politicization of ethnic divisions inevitably gives rise to one or more ethnic parties. The emergence of even a single ethnic party, in turn, "infects" the political system, leading to a spiral of extreme bids that destroys competitive politics altogether. In contrast, I make the (counterintuitive) claim that ethnic parties can sustain a democratic system if they are institutionally encouraged: outbidding can be reversed by replacing the unidimensional ethnic identities assumed by the outbidding models with multidimensional ones. My argument is based on the anomalous case of ethnic party behavior in India. It implies that the threat to democratic stability, where it exists, comes not from the intrinsic nature of ethnic divisions, but from the institutional context within which ethnic politics takes place. Institutions that artificially restrict ethnic politics to a single dimension destabilize democracy, whereas institutions that foster multiple dimensions of ethnic identity can sustain it. Is the resolution of intense but conflicting preferences in the plural
Most tests of hypotheses about the effects of “ethnicity ” on outcomes use data or measures that confuse or conflate what are termed ethnic structure and ethnic practice. This article presents a conceptualization of ethnicity that makes the distinction between these concepts clear; it demonstrates how confusion between structure and practice hampers the ability to test theories; and it presents two new measures of ethnic practice—ECI (the ethnic concentration index) and EVOTE (the percentage of the vote obtained by ethnic parties)—that illustrate the pay-offs of making this distinction and collecting data accordingly, using examples from the civil war literature.
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