Rate-splitting multiple access (RSMA) and reconfigurable intelligent surface (RIS) have been both recognized as promising techniques for 6G. The benefits of combining the two techniques to enhance the spectral and energy efficiency have been recently exploited in communication-only networks. Inspired by the recent advances on RIS empowered RSMA, in this work we investigate the use of RIS empowered RSMA for simultaneous wireless information and power transfer (SWIPT) with one transmitter concurrently sending information to multiple information receivers (IRs) and transferring energy to multiple energy receivers (ERs). Specifically, we jointly optimize the transmit beamformers and the RIS reflection coefficients to maximize the weighted sum-rate (WSR) of IRs under the harvested energy constraint of ERs and the transmit power constraint. An alternating optimization and successive convex approximation (SCA)-based optimization framework is then proposed to solve the problem. Numerical results show that by marrying the benefits of RSMA and RIS, the proposed RIS empowered RSMA achieves a better tradeoff between the WSR of IRs and energy harvested at ERs. Therefore, we conclude that RIS empowered RSMA is a promising strategy for SWIPT.Index Terms-Simultaneous wireless information and power transfer (SWIPT), reconfigurable intelligent surface (RIS), rate splitting multiple access (RSMA), weighted sum-rate (WSR).
Cooperative rate splitting (CRS), built upon rate splitting multiple access (RSMA) and opportunistic user relaying, has been recognized as a promising transmission strategy to enhance the user fairness and spectral efficiency in multiantenna broadcast channels. To further boost its performance, the interplay of CRS and reconfigurable intelligent surface (RIS) is investigated in this work. Specifically, a novel RIS-aided CRS transmission framework is proposed and the corresponding resource allocation problem to maximize the minimum rate among users is investigated. An alternative optimization algorithm is then proposed to optimize the transmit beamforming, common rate allocation, and RIS phases, iteratively. Numerical results show that the proposed RIS-aided CRS transmission framework significantly improves the spectral efficiency compared with its non-cooperative counterpart and other schemes without RIS.Index Terms-Cooperative rate splitting (CRS), reconfigurable intelligent surface (RIS), rate splitting multiple access (RSMA), max-min fairness 1 The rate of the common stream is simply denoted as "common rate".
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