This work documents the first version of the U.S. Department of Energy (DOE) new EnergyExascale Earth System Model (E3SMv1). We focus on the standard resolution of the fully coupled physical model designed to address DOE mission-relevant water cycle questions. Its components include atmosphere and land (110-km grid spacing), ocean and sea ice (60 km in the midlatitudes and 30 km at the equator and poles), and river transport (55 km) models. This base configuration will also serve as a foundation for additional configurations exploring higher horizontal resolution as well as augmented capabilities in the form of biogeochemistry and cryosphere configurations. The performance of E3SMv1 is evaluated by means of a standard set of Coupled Model Intercomparison Project Phase 6 (CMIP6) Diagnosis, Evaluation, and Characterization of Klima simulations consisting of a long preindustrial control, historical simulations (ensembles of fully coupled and prescribed SSTs) as well as idealized CO 2 forcing simulations. The model performs well overall with biases typical of other CMIP-class models, although the simulated Atlantic Meridional Overturning Circulation is weaker than many CMIP-class models. While the E3SMv1 historical ensemble captures the bulk of the observed warming between preindustrial (1850) and present day, the trajectory of the warming diverges from observations in the Key Points: • This work documents E3SMv1, the first version of the U.S. DOE Energy Exascale Earth System Model • The performance of E3SMv1 is documented with a set of standard CMIP6 DECK and historical simulations comprising nearly 3,000 years • E3SMv1 has a high equilibrium climate sensitivity (5.3 K) and strong aerosol-related effective radiative forcing (-1.65 W/m 2 ) Correspondence to: Chris Golaz, golaz1@llnl.gov Citation: Golaz, J.-C., Caldwell, P. M., Van Roekel, L. P., Petersen, M. R., Tang, Q., Wolfe, J. D., et al. (2019). The DOE E3SM coupled model version 1: Overview and evaluation at standard resolution. second half of the twentieth century with a period of delayed warming followed by an excessive warming trend. Using a two-layer energy balance model, we attribute this divergence to the model's strong aerosol-related effective radiative forcing (ERF ari+aci = −1.65 W/m 2 ) and high equilibrium climate sensitivity (ECS = 5.3 K). Plain Language Summary The U.S. Department of Energy funded the development of a new state-of-the-art Earth system model for research and applications relevant to its mission. The Energy Exascale Earth System Model version 1 (E3SMv1) consists of five interacting components for the global atmosphere, land surface, ocean, sea ice, and rivers. Three of these components (ocean, sea ice, and river) are new and have not been coupled into an Earth system model previously. The atmosphere and land surface components were created by extending existing components part of the Community Earth System Model, Version 1. E3SMv1's capabilities are demonstrated by performing a set of standardized simulation experiments described by...

Many of the scientific and societal challenges in understanding and preparing for global environmental change rest upon our ability to understand and predict the water cycle change at large river basin, continent, and global scales. However, current large-scale land models (as a component of Earth System Models, or ESMs) do not yet reflect the best hydrologic process understanding or utilize the large amount of hydrologic observations for model testing. This paper discusses the opportunities and key challenges to improve hydrologic process representations and benchmarking in ESM land models, suggesting that (1) land model development can benefit from recent advances in hydrology, both through incorporating key processes (e.g., groundwater-surface water interactions) and new approaches to describe multiscale spatial variability and hydrologic connectivity; (2) accelerating model advances requires comprehensive hydrologic benchmarking in order to systematically evaluate competing alternatives, understand model weaknesses, and prioritize model development needs, and (3) stronger collaboration is needed between the hydrology and ESM modeling communities, both through greater engagement of hydrologists in ESM land model development, and through rigorous evaluation of ESM hydrology performance in research watersheds or Critical Zone Observatories. Such coordinated efforts in advancing hydrology in ESMs have the potential to substantially impact energy, carbon, and nutrient cycle prediction capabilities through the fundamental role hydrologic processes play in regulating these cycles.

[1] Aerosol-cloud interaction is recognized as one of the key factors influencing cloud properties and precipitation regimes across local, regional, and global scales and remains one of the largest uncertainties in understanding and projecting future climate changes. Deep convective clouds (DCCs) play a crucial role in the general circulation, energy balance, and hydrological cycle of our climate system. The complex aerosol-DCC interactions continue to be puzzling as more ''aerosol effects'' unfold, and systematic assessment of such effects is lacking. Here we systematically assess the aerosol effects on isolated DCCs based on cloud-resolving model simulations with spectral bin cloud microphysics. We find a dominant role of vertical wind shear in regulating aerosol effects on isolated DCCs, i.e., vertical wind shear qualitatively determines whether aerosols suppress or enhance convective strength. Increasing aerosols always suppresses convection under strong wind shear and invigorates convection under weak wind shear until this effect saturates at an optimal aerosol loading. We also found that the decreasing rate of convective strength is greater in the humid air than that in the dry air when wind shear is strong. Our findings may resolve some of the seemingly contradictory results among past studies by considering the dominant effect of wind shear. Our results can provide the insights to better parameterize aerosol effects on convection by adding the factor of wind shear to the entrainment term, which could reduce uncertainties associated with aerosol effects on climate forcing.

Deep convective clouds (DCCs) play a crucial role in the general circulation, energy, and hydrological cycle of our climate system. Aerosol particles can influence DCCs by altering cloud properties, precipitation regimes, and radiation balance. Previous studies reported both invigoration and suppression of DCCs by aerosols, but few were concerned with the whole life cycle of DCC. By conducting multiple monthlong cloud-resolving simulations with spectral-bin cloud microphysics that capture the observed macrophysical and microphysical properties of summer convective clouds and precipitation in the tropics and midlatitudes, this study provides a comprehensive view of how aerosols affect cloud cover, cloud top height, and radiative forcing. We found that although the widely accepted theory of DCC invigoration due to aerosol's thermodynamic effect (additional latent heat release from freezing of greater amount of cloud water) may work during the growing stage, it is microphysical effect influenced by aerosols that drives the dramatic increase in cloud cover, cloud top height, and cloud thickness at the mature and dissipation stages by inducing larger amounts of smaller but longer-lasting ice particles in the stratiform/anvils of DCCs, even when thermodynamic invigoration of convection is absent. The thermodynamic invigoration effect contributes up to ∼27% of total increase in cloud cover. The overall aerosol indirect effect is an atmospheric radiative warming (3-5 W·m ). The modeling findings are confirmed by the analyses of ample measurements made at three sites of distinctly different environments.aerosol-cloud interactions | aerosol indirect forcing D eep convective clouds (DCCs), particularly those associated with tropical convection, are significant sources of precipitation and play a key role in the hydrological and energy cycle as well as regional and global circulation (1). DCCs are organized into one or more convective cores characterized by strong updrafts that merge at the mature phase and anvil clouds that result from divergence of the updrafts from the convective cores just below the tropopause and spread over large areas. Cloud top height (CTH), cloud thickness, and microphysical properties are important properties of DCCs that influence their radiation effects. Satellite radar observations show a correlation between convective intensity and lifetime, size, and depth of the anvils (2). Because of their large coverage and long lifetime, anvils dominate the radiative effects of DCCs.Atmospheric aerosol particles can influence cloud properties and precipitation regimes through their impacts on cloud microphysical and macrophysical processes and consequently alter the radiation balance of the climate system. These so-called aerosol indirect effects remain a key uncertainty in understanding the current and future climate (3). Quantifying aerosol impacts on DCCs is exceptionally challenging because the interactions among cloud microphysics (liquid, ice, and mixed-phase), radiation, and atmospheric dynamics ar...

Abstract. The Tibetan Plateau (TP) has long been identified to be critical in regulating the Asian monsoon climate and hydrological cycle. In this modeling study a series of numerical experiments with a global climate model are designed to simulate radiative effect of black carbon (BC) and dust in snow, and to assess the relative impacts of anthropogenic CO 2 and carbonaceous particles in the atmosphere and snow on the snowpack over the TP and subsequent impacts on the Asian monsoon climate and hydrological cycle. Simulations results show a large BC content in snow over the TP, especially the southern slope. Because of the high aerosol content in snow and large incident solar radiation in the low latitude and high elevation, the TP exhibits the largest surface radiative flux changes induced by aerosols (e.g. BC, Dust) in snow compared to any other snow-covered regions in the world.Simulation results show that the aerosol-induced snow albedo perturbations generate surface radiative flux changes of 5-25 W m −2 during spring, with a maximum in April or May. BC-in-snow increases the surface air temperature by around 1.0 • C averaged over the TP and reduces spring snowpack over the TP more than pre-industrial to present CO 2 increase and carbonaceous particles in the atmosphere. As a result, runoff increases during late winter and early spring but decreases during late spring and early summer (i.e. a trend toward earlier melt dates). The snowmelt efficacy, defined as the snowpack reduction per unit degree of warming induced by the forcing agent, is 1-4 times larger for BC-in-snow than CO 2 increase during April-July, indicating that BC-in-snow more efficiently accelerates snowmelt because the increased net solar radiation induced by reduced albedo melts the snow more efficiently than snow melt due to warming in the air.Correspondence to: Y. Qian (yun.qian@pnl.gov)The TP also influences the South (SAM) and East (EAM) Asian monsoon through its dynamical and thermal forcing. Simulation results show that during boreal spring aerosols are transported by southwesterly, causing some particles to reach higher altitude and deposit to the snowpack over the TP. While BC and Organic Matter (OM) in the atmosphere directly absorb sunlight and warm the air, the darkened snow surface polluted by BC absorbs more solar radiation and increases the skin temperature, which warms the air above through sensible heat flux. Both effects enhance the upward motion of air and spur deep convection along the TP during the pre-monsoon season, resulting in earlier onset of the SAM and increase of moisture, cloudiness and convective precipitation over northern India. BC-in-snow has a more significant impact on the EAM in July than CO 2 increase and carbonaceous particles in the atmosphere. Contributed by the significant increase of both sensible heat flux associated with the warm skin temperature and latent heat flux associated with increased soil moisture with long memory,